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Perpetual Limited Director's Dealing 2022

Nov 6, 2022

10538_rns_2022-11-06_630e348f-915e-4920-8a1c-e270a80bb854.pdf

Director's Dealing

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Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Perpetual Limited
ABN
 86 000 431 827

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Robert Adams
Date of last notice 3 October 2022

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Direct Interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to
the relevant interest.
Date of change 4 November 2022
No. of securities held prior to change Direct
•
22,203 Perpetual Limited ordinary shares in
the name of Mr Robert Adams.
•
10,551 Perpetual Limited restricted ordinary
shares.
•
70,710 Performance Rights held by Mr Robert
Adams.
•
21,560 Share Rights held by Mr Robert Adams.
Indirect
•
7,991 Perpetual Limited ordinary shares in the
name of Portfolio Service SuperWrap – Personal
Super Plan (superannuation fund).
•
1,807 Perpetual Limited ordinary shares in the
name of Trinafour Investments Pty Ltd (family
trust).
•
514 Perpetual Limited ordinary shares in the
name of Mrs Wendy Adams, the mother of Mr
Robert Adams.
  • See chapter 19 for defined terms.

31/08/2021 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Interests disclosed voluntarily:
Direct
•
47,742.508 units in Perpetual Industrial Share
Fund held in the name of Mr Robert Adams.
•
149,981.15 units in Barrow Hanley Wholesale
Plus Global Share Fund held in the name of Mr
Robert Adams.
Indirect
•
6,296 units in Perpetual Australian Share Fund
in the name of Mrs Wendy Adams, the mother
of Mr Robert Adams.
•
154,918.67 units in Perpetual Wholesale
Industrial Share Fund in the name of Mrs
Wendy Adams, the mother of Mr Robert Adams.		 Interests disclosed voluntarily:
Direct
•
47,742.508 units in Perpetual Industrial Share
Fund held in the name of Mr Robert Adams.
•
149,981.15 units in Barrow Hanley Wholesale
Plus Global Share Fund held in the name of Mr
Robert Adams.
Indirect
•
6,296 units in Perpetual Australian Share Fund
in the name of Mrs Wendy Adams, the mother
of Mr Robert Adams.
•
154,918.67 units in Perpetual Wholesale
Industrial Share Fund in the name of Mrs
Wendy Adams, the mother of Mr Robert Adams.
Class Share Rights and Performance Rights
Number acquired Direct
•
34,243 Share Rights with a vesting date of 1
September 2024 and convert into restricted shares
until 1 September 2026
•
19,817 Performance Rights with a vesting date of 1
September 2025 and convert into restricted shares
until 1 September 2026
•
19,817 Performance Rights with a vesting date of 1
September 2026 and convert into unrestricted shares
•
52,434 Performance Rights with a vesting date of 1
September 2025 and convert into restricted shares
until 1 September 2027
•
56,565 Performance Rights with a vesting date of 1
September 2026 and convert into restricted shares
until 1 September 2027
•
61,162 Performance Rights with a vesting date of 1
September 2027 and convert into unrestricted shares
Number disposed Nil
Value/Consideration
Note: If consideration is non-cash, provide details and
estimated valuation		 Nil – Share Rights and Performance Rights allocated
pursuant to the terms of the grant approved by
Perpetual Limited shareholders at the Annual General
Meeting on 20 October 2022.
No. of securities held after change Direct
  • See chapter 19 for defined terms.

Appendix 3Y Page 2

31/08/2021

Appendix 3Y Change of Director’s Interest Notice

• 22,203 Perpetual Limited ordinary
shares in the name of Mr Robert
Adams.
• 10,551 Perpetual Limited restricted
ordinary shares.
• 280,505 Performance Rights held
by Mr Robert Adams.
• 55,803 Share Rights held by Mr
Robert Adams.
Indirect
• 7,991 Perpetual Limited ordinary
shares in the name of Portfolio
Service SuperWrap – Personal Super
Plan (superannuation fund).
• 1,807 Perpetual Limited ordinary
shares in the name of Trinafour
Investments Pty Ltd (family trust).
• 514
Perpetual
Limited
ordinary
shares in the name of Mrs Wendy
Adams, the mother of Mr Robert
Adams.
Interests disclosed voluntarily:
Direct
• 47,742.508
units
in
Perpetual
Industrial Share Fund held in the
name of Mr Robert Adams.
• 149,981.15 units in Barrow Hanley
Wholesale Plus Global Share Fund
held in the name of Mr Robert
Adams.
Indirect
• 6,296 units in Perpetual Australian
Share Fund in the name of Mrs
Wendy Adams, the mother of Mr
Robert Adams.
• 154,918.67 units in Perpetual
Wholesale Industrial Share Fund in
the name of Mrs Wendy Adams, the
mother of Mr Robert Adams.
  • See chapter 19 for defined terms.

31/08/2021 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Nature of change
Example: on-market trade, off-market trade, exercise of
options, issue of securities under dividend reinvestment
plan, participation in buy-back		 2022 Variable Incentive Equity Grant of Share Rights
and Performance Rights to Mr Robert Adams, effective
1 September 2022, of which:
•
34,243 Share Rights will vest on 1 September 2024;
•
19,817 Performance Rights with a vesting date of 1
September 2025 and convert into restricted shares
until 1 September 2026
•
19,817 Performance Rights with a vesting date of 1
September 2026 and convert into unrestricted shares
KMP Growth Long-Term Incentive Grant of
Performance Rights, effective 1 September 2022, of
which:
•
52,434 Performance Rights with a vesting date of 1
September 2025 and convert into restricted shares
until 1 September 2027
•
56,565 Performance Rights with a vesting date of 1
September 2026 and convert into restricted shares
until 1 September 2027
•
61,162 Performance Rights with a vesting date of 1
September 2027 and convert into unrestricted shares
Details of the grant can be found in Perpetual’s 2022
Remuneration Report. The grant was approved by
shareholders at the 2022 Perpetual Limited Annual
General Meeting.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Not applicable.
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired
Interest disposed
  • See chapter 19 for defined terms.

Appendix 3Y Page 4

31/08/2021

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed above
traded during a+closed period where prior written clearance
was required?		 Not applicable
If so, was prior written clearance provided to allow the trade to
proceed during this period?		 Not applicable
If prior written clearance was provided, on what date was this
provided?		 Not applicable
  • See chapter 19 for defined terms.

31/08/2021 Appendix 3Y Page 5

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