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CHALLENGER LIMITED — Director's Dealing 2014
Oct 13, 2014
64641_rns_2014-10-13_455314d6-e8b1-4ac6-a6d4-579532915fd5.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Challenger Limited |
|---|---|
| ABN | 85 106 842 371 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Brenda Mary Shanahan |
|---|---|
| Date of last notice | 1 April 2011 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct – Nil Indirect – 250,000 Ordinary Shares |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Sandhurst Trustees Ltd Management A/C> – 250,000 Ordinary Shares |
| Date of change | 8 October 2014 – Ordinary Shares 9 October 2014 – Challenger Capital Notes |
| No. of securities held prior to change | 250,000 Ordinary Shares |
| Class | Ordinary Shares issued on 8 October 2014 Challenger Capital Notes issued on 9 October 2014 |
| Number acquired | Sandhurst Trustees Ltd Asset\ Management A/C> - 2,112 Ordinary Shares and 1,500 Challenger Capital Notes Shanahan Superannuation Pty Ltd ATF Shanahan Superannuation Fund – 1,500 Challenger Capital Notes |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number disposed | Nil |
|---|---|
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
2,112 Ordinary Shares acquired at an issue price of $7.10 per Ordinary Share pursuant to the Challenger Share Purchase Plan (SPP) as detailed in the ASX announcement dated 5 September 2014 3,000 Challenger Capital Notes acquired at an issue price of $100 per Challenger Capital Note pursuant to the Challenger Capital Notes Offer (Offer) as detailed in the ASX announcement dated 27 August 2014 |
| No. of securities held after change | Direct – Nil Indirect – see below: Sandhurst Trustees Ltd Management A/C> - 252,112 Ordinary Shares and 1,500 Challenger Capital Notes Shanahan Superannuation Pty Ltd ATF Shanahan Superannuation Fund – 1,500 Challenger Capital Notes |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Ordinary Shares acquired pursuant to the SPP Challenger Capital Notes acquired pursuant to the Offer |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Interest disposed | N/A |
|---|---|
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
Were the interests in the securities or contracts No detailed above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow N/A the trade to proceed during this period? If prior written clearance was provided, on what N/A date was this provided?
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3