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CHALLENGER LIMITED — Director's Dealing 2020
Aug 4, 2020
64641_rns_2020-08-04_4b007c65-5009-4bab-a93f-8775aa2dde7a.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Challenger Limited |
|---|---|
| ABN | 85 106 842 371 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Duncan West |
|---|---|
| Date of last notice | 3 July 2020 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Interest held via Ambleside SuperannuationFund |
| Date of change | 30 July 2020 |
| No. of securities held prior to change | Indirectly through Ambleside SuperannuationFund:•18,957 ordinary shares in ChallengerLimited•563,606.54 units in an unlistedregistered managed investment schemeissued by Fidante Partners Limited(Fidante Units) |
| Class | Ordinary shares |
| Number acquired | 6,944 ordinary shares via AmblesideSuperannuation Fund |
| Number disposed | Nil |
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimated valuation | $4.32 per ordinary share |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after changeNature of changeExample: on-market trade, off-market trade, exercise of options, issue ofsecurities under dividend reinvestment plan, participation in buy-back | Indirectly through Ambleside SuperannuationFund:•25,901 ordinary shares in ChallengerLimited•563,606.54 Fidante unitsParticipation in Share Purchase Plan |
|---|
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contractNature of interestName of registered holder(if issued securities)Date of changeNo. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract in relation to whichthe interest has changedInterest acquired | N/AN/AN/AN/AN/A |
|---|---|
| N/A | |
| Interest disposed | N/A |
| Value/ConsiderationNote: If consideration is non-cash, provide details and anestimated valuation | N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities orcontracts detailed above traded during a+closed period where prior writtenclearance was required? | Yes; the Share Purchase Plan offer opened at9:00am on 1 July 2020 and closed at 5:00pm on 21July 2020. |
| If so, was prior written clearanceprovided to allow the trade to proceedduring this period? | Yes, prior written clearance was provided pursuantto Challenger Limited’s Staff Trading Policy. |
| If prior written clearance was provided,on what date was this provided? | 8 July 2020. |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011