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CHALLENGER LIMITED — Director's Dealing 2020
Aug 4, 2020
64641_rns_2020-08-04_21dffa26-9ead-4eef-8a41-51ea7182dd76.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Challenger Limited |
|---|---|
| ABN | 85 106 842 371 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Peter Leith Polson |
|---|---|
| Date of last notice | 18 June 2020 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect | Direct and Indirect |
|---|---|---|
| Nature of indirect interest | Interests held via Polson Family | |
| (including registered holder) | Superannuation Fund and by spouse | |
| Note: Provide details of the circumstances giving rise to the relevantinterest. | (Rosemary Annette Polson) | |
| Date of change | 30 | July 2020 |
| No. of securities held prior to change | Indirect: | |
| • | Polson Family Superannuation Fund: | |
o110,000 ordinary shares in |
||
| Challenger Limited | ||
o4,480 Challenger Capital Notes 2 |
||
o20,000 units in an ActiveX |
||
| exchange traded fund - Adrea Real | ||
| Income Bond Fund (XARO) issued | ||
| by Fidante Partners Limited (Units) | ||
| • | Sandhurst Trustees Ltd (custodian for | |
| the Polson Family Superannuation | ||
| Fund): 12,000 ordinary shares in | ||
| Challenger Limited | ||
| • | Rosemary Annette Polson: 10,000 Units | |
| Direct: | ||
| • | 5,000 Units | |
| Class | Ordinary shares |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number acquired | 6,944 ordinary shares via Polson FamilySuperannuation Fund |
|---|---|
| Number disposed | Nil |
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimated valuation | $4.32 per ordinary share |
| No. of securities held after change | Indirect:•Polson Family Superannuation Fund:o116,944 ordinary shares inChallenger Limitedo4,480 Challenger Capital Notes 2o20,000 Units•Sandhurst Trustees Ltd (custodian forthe Polson Family SuperannuationFund): 12,000 ordinary shares inChallenger Limited•Rosemary Annette Polson: 10,000 UnitsDirect:•5,000 Units |
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issue ofsecurities under dividend reinvestment plan, participation in buy-back | Participation in Share Purchase Plan |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder(if issued securities) | N/A |
| Date of change | N/A |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract in relation to whichthe interest has changed | N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/ConsiderationNote: If consideration is non-cash, provide details and anestimated valuation | N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Were the interests in the securities orcontracts detailed above traded during a+closed period where prior writtenclearance was required? | Yes; the Share Purchase Plan offer opened at9:00am on 1 July 2020 and closed at 5:00pm on 21July 2020. |
|---|---|
| If so, was prior written clearanceprovided to allow the trade to proceedduring this period? | Yes, prior written clearance was provided pursuantto Challenger Limited’s Staff Trading Policy. |
| If prior written clearance was provided,on what date was this provided? | 7 July 2020. |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3