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CHALLENGER LIMITED — Director's Dealing 2021
Dec 28, 2021
64641_rns_2021-12-28_c5c79d2b-6a1f-4a28-a5de-541c181a9ae6.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Challenger Limited |
|---|---|
| ABN | 85 106 842 371 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Richard Howes |
|---|---|
| Date of last notice | 27 September 2021 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
• 100,000 ordinary shares held via Howes Custodial Pty Ltd as trustee for Howes Super Fund (Super Fund). • Investments in financial products issued by related bodies corporate of Challenger Limited being $2,500,000 of Guaranteed Annuities issued by Challenger Life Company Limited (including an annuity for his spouse). |
| Date of change | 19 October 2021 |
| No. of securities held prior to change | • 361,592 ordinary shares • 100,000 ordinary shares held via the Super Fund. • Investments in financial products issued by related bodies corporate of Challenger Limited namely $2,500,000 of Guaranteed Annuities issued by Challenger Life Company Limited (including an annuity for his spouse). |
| Class | N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 1
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Number acquired | 3,722,612.2102 units in certain registered managed investment schemes issued by Fidante Partners Limited (Fidante Units) |
|---|---|
| Number disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
0.9402 per Fidante Unit |
| No. of securities held after change | • 361,592 ordinary shares • 100,000 ordinary shares held via the Super Fund • 3,722,612.2102 Fidante Units held via the Super Fund • Investments in financial products issued by related bodies corporate of Challenger Limited namely $2,500,000 of Guaranteed Annuities issued by Challenger Life Company Limited (including an annuityfor his spouse). |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Acquisition of Fidante Units |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | As previously disclosed, Mr Howes holds 1,696,747 Performance Rights and Restricted Shares comprising: • 124,869 Deferred Performance Share Rights; • 1,498,122 Hurdled Performance Share Rights; and • 73,756 Restricted Shares |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
|---|---|
| Interest after change | N/A |
Part 3 –[+] Closed period
Were the interests in the securities or No contracts detailed above traded during a + closed period where prior written clearance was required? If so, was prior written clearance provided N/A to allow the trade to proceed during this period? If prior written clearance was provided, on N/A what date was this provided?
- See chapter 19 for defined terms.
Appendix 3Y Page 3
01/01/2011