Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Sign up Log in

CHALLENGER LIMITED Major Shareholding Notification 2011

Dec 11, 2011

64641_rns_2011-12-11_8117b51b-e862-40f3-95bc-4c5c50641058.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 604

Corporations Law Section 671B

Notice of change of interests of substantial holder

To: Company Name/Scheme CHALLENGER LIMITED
ACN/ARSN 106 842 371
1. Details of substantial holder
Name UBS AG and its related bodies corporate
ACN/ARSN (if applicable):
There was a change in the interests of the substantial holder on 7 December 2011
The previous notice was given to the company on 6 December 2011

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities Previous Notice Present Notice
Person's Votes Voting Power Person's Votes Voting Power
Ordinary 28.019.371 5.07% 34.801.892 6.30%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change		 Person whose
relevant interest
changed		 Nature of
Change		 Consideration given
in relation to change		 Class and Number
of securities		 Person's
votes
affected
Please see Appendix C.

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant interest		 Registered
holder of
securities		 Person entitled
to be registered
holder		 Nature of relevant interest Class and
number of
securities		 Person's
votes
UBS AG Various
Custodians		 UBS AG Fund Manager with power to
exercise control over disposal of
the securities		 15.123
Ordinary		 15.123
UBS Global
Asset
Management
(Australia) Ltd		 Various
Custodians		 UBS Global Asset
Management
(Australia) Ltd		 Fund Manager with power to
exercise control over disposal of
the securities		 14,233,420
Ordinary		 14.233,420
UBS Global
Asset
Management Life
Limited		 Various
Custodians		 UBS Global Asset
Management Life
Limited		 Fund Manager with power to
exercise control over disposal of
the securities		 72 843
Ordinary		 72,843
UBS AG, London
Branch		 Citicorp
Nominees Pty
Ltd		 UBS AG, London
Branch		 Prime Broker that has exercised
its borrowing right in respect of
shares pursuant to a Prime
Broking Agreement (see
Appendix A)		 6,620,533
Ordinary		 6,620,533
UBS AG, London
Branch		 Various
Custodians		 UBS AG, London
Branch		 Beneficial owner 40.842
Ordinary		 40,842
UBS AG,
Australia Branch		 UBS
Nominees Pty
Ltd		 UBS AG, Australia
Branch		 Prime Broker that has exercised
its borrowing right in respect of
shares pursuant to a Prime
Broking Agreement (see
Appendix A)		 8,299,508
Ordinary		 8,299,508
UBS AG,
Australia Branch		 UBS
Nominees Pty
Ltd		 UBS AG, Australia
Branch		 Beneficial owner 1,032,464
Ordinary		 1,032,464
UBS Securities
Australia Ltd		 Warbont
Nominees Pty
Ltd		 UBS Securities
Australia Ltd		 Power to control disposal over
shares pursuant to stock
borrowing and lending activities
(see Appendix A)		 855,965
Ordinary		 855,965
UBS AG Various
custodians		 UBS AG Power to control disposal over
shares pursuant to stock
borrowing and lending activities
(see Appendix B)		 840,108
Ordinary		 840,108
UBS Securities
Australia Ltd		 Brispot
Nominees Pty
Ltd		 UBS Securities
Australia Ltd		 Beneficial owner 2,461,086
Ordinary		 2,461,086
UBS Wealth
Management
Australia Ltd		 UBS Wealth
Management
Australia
Nominees Pty
Ltd		 UBS Wealth
Management
Australia Ltd		 Broker with power to exercise
discretion over account		 330,000
Ordinary		 330,000

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN (if applicable) Nature of association
N/A N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Details of all UBS offices can be found through the 1
following link: http://apps.ubs.com/locationfinder

J.

$\mathcal{L}_{\text{max}}$

$\sim$

$\mathbf{y}$

SIGNATURE

Print Name: So Young Kim Capacity: Authorised signatory
Sign Here: Date: 9 December 2011
Print Name: Carmen Chan Capacity: Authorised signatory
Sign Here: $1\sqrt{g}\sim$ . Date: 9 December 2011

Contact details for this notice:

. . . . . . . . . .

Carmen Chan
Legal & Compliance
(T) +852 2971 7245
(F) +852 2971 7895

$\ddotsc$

Appendix A

$\frac{1}{2}$

Holder of relevant interest UBS AG, London Branch UBS AG, Australia Branch UBS Securities Australia Ltd
Type of agreement Prime Brokerage Agreement Prime Brokerage Agreement Securities Lending Agreement
Parties to agreement (i) UBS AG, London Branch ("UBS
AG")
(ii) Client (Please refer to Appendix
$A-1$ .)		 (i) UBS AG, Australia Branch
("UBS AG")
(ii) Client (Please refer to Appendix
$A-1.$ )		 (i) UBS AG, Australia Branch
("UBS AG")/ UBS Securities
Australia Limited
(ii) Client (Please refer to Appendix
$A-1.$
Transfer date Please refer to Appendix A-1. Please refer to Appendix A-1. Please refer to Appendix A-1.
Holder of voting rights UBS AG UBS AG UBS AG/ UBS Securities Australia
Limited
Are there any restrictions on
voting rights?		 No. Please refer to the details below. Please refer to the details below.
If yes, detail N/A Since all right and title in the
securities passes to the transferee
(i.e. UBS AG), the transferee has
the right to vote. However, in certain
circumstances, the transferee may
seek to arrange for instructions to
be exercised in accordance with the
instructions of the transferor (i.e.
Client).		 Since all right and title in the
securities passes to the transferee
(i.e. UBS AG/ UBS Securities
Australia Limited), the transferee
has the right to vote. However, in
certain circumstances, the
transferee may seek to arrange for
instructions to be exercised in
accordance with the instructions of
the transferor (i.e. Client).
Scheduled return date (if any) None. None, subject to the terms of the
relevant loan.		 None, subject to the terms of the
relevant loan.
Does the borrower have the right
to return early?		 Yes. Yes. Yes.
If yes, detail The borrower (i.e. UBS AG) has the
right to return at its discretion.		 The borrower (i.e. UBS AG) has the
right to return at its discretion.		 The borrower (i.e. UBS AG/ UBS
Securities Australia Limited) has the
right to return at its discretion.
Does the lender have the right to
recall early?		 Yes. Yes. Yes.
If yes, detail The lender (i.e. Client) can recall at
its request subject to compliance
with margin requirements and the
terms of the relevant loan.		 The lender (i.e. Client) can recall at
its request subject to compliance
with margin requirements and the
terms of the relevant loan.		 The lender (i.e. Client) can recall at
its request subject to compliance
with margin requirements and the
terms of the relevant loan.
Will the securities be returned on
settlement?		 Yes. Yes. Yes.
If yes, detail any exceptions None. None. None.

$\pm$

Prime Brokerage Agreement - UBS AG, London Branch

and the second company of the second company of
Parties to agreement		 Transfer date:
Zambezi Absolute Return Fund (AIML) (i) 21 November 2011
Loire Limited $\left( i\right)$ 01 December 2011
(i) 02 December 2011
Single Select Hedge Platform - Regal Market Neutral Fund (i) 02 December 2011
(i) 06 December 2011
Amazon Market Neutral Fund (AIML) $\sf (i)$ 06 December 2011

Prime Brokerage Agreement - UBS AG, Australia Branch

Parties to agreement Transfer cate
BT Investment Management (RE) Limited as responsible entity for BT Total Return Fund (i) 21 November 2011
Pengana Capital Ltd as responsible entity for Pengana Australian Equities Market Neutral Fund $\left( 0 \right)$ 16 November 2011
(ii) 28 November 2011
(iii) 29 November 2011
Regal Funds Management Pty Ltd as trustee and manager of Atlantic Absolute Return Fund (i) 16 November 2011
Regal Funds Management Pty Limited as trustee and manager of Tasman Market Neutral Fund (i) 14 November 2011
(ii) 16 November 2011
(iii) 17 November 2011
(v i ) 07 December 2011
Regal Funds Management Pty Limited as manager and trustee for Regal Australian Long Short Equity Fund $\left($ i) 14 November 2011
(ii) 07 December 2011
Bennelong Funds Management Pty Ltd as trustee of Bennelong Long Short Equity Fund (i) 14 November 2011
(ii) 16 November 2011
WHTM Capital Management Ltd as responsible entity of Plato Australian Shares 130/30 Fund (i) 14 November 2011
Regal Funds Management Pty Limited, as a trustee of the Regal Australian Long Short Geared Equity Fund (i) 14 November 2011
(i) 07 December 2011

Securities Lending Agreement - UBS AG, Australia Branch/ UBS Securities Australia Limited

. . . . . . . . . . . . . . . . . . . .

Parties to agreement Transfer date
AMP Life Limited for Statutory Fund No.1 (i) 06 December 2011
(ii) 07 December 2011
National Australia Bank Limited $-(i)$ – $-05$ December 2011
(ii) 06 December 2011

$\label{eq:3.1} \frac{1}{\sqrt{2}}\int_{\mathbb{R}^{2}}\left|\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^{2}e^{-\frac{1}{2}\left(\frac{1}{\sqrt{2}}\right)}\right|^{2}dx\leq\frac{1}{\sqrt{2}}\int_{\mathbb{R}^{2}}\left|\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^{2}e^{-\frac{1}{2}\left(\frac{1}{\sqrt{2}}\right)}\right|^{2}dx$

Holder of relevant interest UBS AG *
Type of agreement Securities Lending Agreement
Parties to agreement (i) UBS AG
(ii) Information not available
Transfer date Information not available
Holder of voting rights UBS AG
Are there any restrictions on
voting rights?		 Please refer to the details below.
If yes, detail None, subject to deviating
agreements between the parties.
Scheduled return date (if any) None (subject to the terms of the
relevant loan)
Does the borrower have the right
to return early?		 Yes.
If yes, detail The borrower has the right to return
at any time (subject to the terms of
the relevant loan).
Does the lender have the right to
recall early?		 Yes.
If yes, detail The lender can recall at any time
(subject to the terms of the relevant
loan).
Will the securities be returned on
settlement?		 Yes.
If yes, detail any exceptions Restitution will take place within a
period which is customary at the
primary exchange.

${}^{#}$ The information in this appendix is based on a standard UBS securities lending agreement

CGF - Appendix C
Date of
change		 Person whose relevant interest
changed		 Nature of Change Consideration given
in relation to change		 Number of
securities		 Class
05-Dec-11 UBS AG, London Branch Buy 2,105 472 Ordinary
05-Dec-11 UBS Securities Australia Ltd Stock borrowed N/A 200,000 Ordinary
05-Dec-11
05-Dec-11		 UBS AG, Australia Branch Securities returned N/A (174, 279) Ordinary
05-Dec-11 UBS AG, Australia Branch
UBS AG		 Securities returned N/A (35, 721) Ordinary
05-Dec-11 UBS AG Collateral received
Collateral received		 N/A
N/A		 171,987 Ordinary
$05 - Dec - 11$ UBS AG Collateral received N/A 139
405,898		 Ordinary
Ordinary
05-Dec-11 UBS AG Collateral received N/A 94 Ordinary
$05-Dec-11$ UBS AG Collateral received N/A 405,898 Ordinary
05-Dec-11
05-Dec-11		 UBS AG
UBS AG		 Collateral returned N/A (171, 987) Ordinary
05-Dec-11 UBS AG Collateral returned
Collateral returned		 N/A (139) Ordinary
$05 - Dec - 11$ UBS AG Collateral returned N/A
N/A		 (198, 389)
(94)		 Ordinary
Ordinary
05-Dec-11 UBS AG Collateral returned N/A (232) Ordinary
05-Dec-11 UBS AG Collateral returned N/A (405,898) Ordinary
05-Dec-11
$05$ -Dec-11		 UBS Securities Australia Ltd
UBS Securities Australia Ltd		 Buy 73,935 16,600 Ordinary
05-Dec-11 UBS AG, London Branch Buy
Buy		 104,029 23,328 Ordinary
05-Dec-11 UBS AG, London Branch Buy 2,105
17,258		 472
3,872		 Ordinary
Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell $\overline{27}$ (6) Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 3,345 (750) Ordinary
05-Dec-11
05-Dec-11		 UBS Securities Australia Ltd
UBS Securities Australia Ltd		 Sell 486 (109) Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell
Sell		 10,204
2.230		 (2, 288) Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 727 (500)
(163)		 Ordinary
Ordinary
$05 - Dec - 11$ UBS Securities Australia Ltd Sell 972 (218) Ordinary
$05 - Dec - 11$ UBS Securities Australia Ltd sell 504 (113) Ordinary
05-Dec-11
05-Dec-11		 UBS Securities Australia Ltd
UBS Securities Australia Ltd		 Sell 1,213 (272) Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell
Sell		 1,213 (272) Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 8,697
2.230		 (1.950)
(500)		 Ordinary
Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 723 (162) Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 633 (142) Ordinary
05-Dec-11 UBS Securities Australia Ltd $\overline{\mathsf{Self}}$ 205 (46) Ordinary
05-Dec-11
05-Dec-11		 UBS Securities Australia Ltd
UBS Securities Australia Ltd		 Sell
Sell		 919 (206) Ordinary
$05 - Dec - 11$ UBS Securities Australia Ltd Sell 754
2,230		 (169)
(500)		 Ordinary
Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 549 (123) Ordinary
05-Dec-11 UBS Securities Australia Ltd lSell 1,369 (307) Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 54 (12) Ordinary
05-Dec-11 UBS Securities Australia Ltd Seff 2,903 (651) Ordinary
05-Dec-11
$05-Dec-11$		 UBS Securities Australia Ltd
UBS Securities Australia Ltd		 Sell 134 (30) Ordinary
05-Dec-11 UBS Securities Australia Ltd $\overline{\mathsf{Self}}$
$\overline{\mathsf{Sell}}$		 2,230
950		 (500)
(213)		 Ordinary
05-Dec-11 UBS Securities Australia Ltd 5e 3,122 (700) Ordinary
Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 1,008 (226) Ordinary
$05 - Dec - 11$ UBS Securities Australia Ltd Sell 26,894 (6,030) Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 241 (54) Ordinary
05-Dec-11
05-Dec-11		 UBS Securities Australia Ltd
UBS Securities Australia Ltd		 Sell 5,116 (1, 147) Ordinary
05-Dec-11 UBS Securities Australia Ltd $\overline{\mathsf{Sel}}$
5e		 10,258
42,424		 (2,300)
(9,512)		 Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 1,218 (273) Ordinary
Ordinary
$05 - Dec - 11$ UBS Securities Australia Ltd Sell 999 (224) Ordinary
$05 - Dec-11$
$05 - Dec - 11$		 UBS Securities Australia Ltd Sell 4,857 (1,089) Ordinary
05-Dec-11 UBS Securities Australia Ltd
UBS Securities Australia Ltd		 Sell
Sell		 656 (147) Ordinary
$05 - Dec - 11$ UBS Securities Australia Ltd Sell 1,338
1,284		 (300)
(288)		 Ordinary
Ordinary
$05 - Dec - 11$ UBS Securities Australia Ltd Sell 642 (144) Ordinary
$05 - Dec - 11$ UBS Securities Australia Ltd Sell 500 (112) Ordinary
05-Dec-11 UBS Securities Australia Ltd $\overline{\mathsf{Sel}}$ 379 (85) Ordinary
05-Dec-11
$05 - Dec - 11$		 UBS Securities Australia Ltd Buy 642 144. Ordinary
05-Dec-11 UBS Securities Australia Ltd
UBS Securities Australia Ltd		 Sell
Sell		 317
94		 (71) Ordinary
$05 - Dec - 11$ UBS Securities Australia Ltd $\mathsf{Sell}$ 879 (21)
(197)		 Ordinary
Ordinary
$\overline{\text{O5-Dec-11}}$ UBS Securities Australia Ltd Sell 13 (3) Ordinary
05-Dec-11 UBS Securities Australia Ltd $Se\overline{II}$ 642 (144) Ordinary
$05 - Dec - 11$ UBS Securities Australia Ltd Sell 1,075 (241) Ordinary
05-Dec-11
$05 - Dec - 11$		 UBS Securities Australia Ltd
UBS Securities Australia Ltd		 $\overline{\mathsf{Self}}$ 589 (132) Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell
Sell		 28,986 (6, 499) Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 4,389
4,384		 (984)
(983)		 Ordinary
Ordinary
[05-Dec-11 UBS Securities Australia Ltd Sell $\overline{73,153}$ $(16,402)$ Ordinary
05-Dec-11 UBS Securities Australia Ltd Buy 11,641 2,616 Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 666 (149) Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 8,792 (1,967) Ordinary
05-Dec-11 UBS Securities Australia Ltd Buy 666 149 Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 5,520
05-Dec-11 UBS Securities Australia Ltd Sell (1,235) Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 4 (1) Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 1,605 (359) Ordinary
05-Dec-11 UBS Securities Australia Ltd 595 (133) Ordinary
05-Dec-11 Sell 1,091 (244) Ordinary
UBS Securities Australia Ltd Sell 118,804 (26, 578) Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 14,836 (3,319) Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 76,982 (17, 222) Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 4,063 (909) Ordinary
05-Dec-11 UBS Securities Australia Ltd Buy 224 50 Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 224 (50) Ordinary
05-Dec-11 UBS Securities Australia Ltd Sell 666 (149) Ordinary
$06 - Dec - 11$ UBS Securities Australia Ltd Stock borrowed $\overline{\text{N/A}}$ 50,000 Ordinary
06-Dec-11 UBS AG Collateral received N/A 181,165 Ordinary
$06 - Dec - 11$ UBS AG Collateral received N/A Ordinary
06-Dec-11 UBS AG Collateral received N/A 405,898 Ordinary
06-Dec-11 UBS AG Collateral received N/A 405,898 Ordinary
06-Dec-11 UBS AG Collateral received N/A 4,833 Ordinary
06-Dec-11 UBS AG Collateral received N/A 199,431
06-Dec-11 UBS AG Collateral received N/A 297,576 Ordinary
06-Dec-11 UBS AG Collateral returned N/A (181, 165) Ordinary
Ordinary
06-Dec-11 UBS AG Collateral returned N/A
06-Dec-11 UBS AG Collateral returned (1) Ordinary
$06 - Dec - 11$ UBS AG Collateral returned N/A
N/A		 (405, 898) Ordinary
$06 - Dec - 11$ UBS AG Collateral returned (405, 898) Ordinary
06-Dec-11 UBS Securities Australia Ltd Sell N/A (297, 576) Ordinary
06-Dec-11 UBS Securities Australia Ltd Buy 36,354 (8.210) Ordinary
06-Dec-11 UBS Securities Australia Ltd Sell 8,804 2,000 Ordinary
06-Dec-11 UBS Global Asset Management Ltd Sell 31,284 (7, 124) Ordinary
06-Dec-11 UBS AG, London Branch Buy 73,116 (16, 584) Ordinary
$06 - Dec - 11$ UBS Securities Australia Ltd Buy 34,972 7,874 Ordinary
06-Dec-11 UBS Securities Australia Ltd Buy 103
33,980		 23 Ordinary
06-Dec-11 UBS Securities Australia Ltd Buy 7 7 5 8 Ordinary
$06 - Dec - 11$ UBS Securities Australia Ltd Buy 10.052
10,569		 2,295 Ordinary
$06$ -Dec-11 UBS Securities Australia Ltd Buy 164.399 2,413
37.534		 Ordinary
06-Dec-11 UBS Securities Australia Ltd Sell 442 (101) Ordinary
06-Dec-11 UBS Securities Australia Ltd Buy 442 101 Ordinary
$07 - Dec - 11$ UBS AG, London Branch Sell $\overline{31}$ (7) Ordinary
Ordinary
$07 - Dec - 11$ UBS AG, London Branch Sell $\overline{31}$ (7) Ordinary
07-Dec-11 UBS AG, London Branch $\overline{\mathsf{Self}}$ $\overline{35}$
07-Dec-11 UBS AG, London Branch $\overline{\mathsf{self}}$ $\overline{35}$ (8) Ordinary
07-Dec-11 UBS AG, London Branch $\overline{\mathsf{Self}}$ $\overline{35}$ (8)
(8)		 Ordinary
07-Dec-11 UBS AG, London Branch Sell Ordinary
$07 - Dec-11$ UBS AG, London Branch Seff $\overline{35}$ (8) Ordinary
07-Dec-11 UBS AG, London Branch sell $\overline{35}$ (8) Ordinary
07-Dec-11 UBS AG, London Branch Sell 31
35		 (7) Ordinary
$07 - Dec-11$ UBS AG, London Branch Sell $\overline{35}$ (8)
(8)		 Ordinary
07-Dec-11 UBS AG, London Branch Sell $\overline{35}$ (8) Ordinary
07-Dec-11 UBS AG, London Branch Sell $\overline{35}$ (8) Ordinary
Ordinary
$07 - Dec - 11$ UBS AG, London Branch Sell $\overline{35}$ (8) Ordinary
07-Dec-11 UBS AG, London Branch $\overline{\mathsf{Self}}$ 40 (9) Ordinary
07-Dec-11 UBS AG, London Branch Sell $\overline{35}$ (8) Ordinary
07-Dec-11 UBS AG, London Branch Sell $\overline{35}$ (8) Ordinary
$07 - Dec - 11$ UBS AG, London Branch Sell 40 (9) Ordinary
$07 - Dec - 11$ UBS AG, London Branch Sell 40 (9) Ordinary
$07 - Dec - 11$ UBS AG, London Branch Sell 40 (9) Ordinary
07-Dec-11 UBS AG, London Branch Sell 40 (9) Ordinary
07-Dec-11 UBS AG, London Branch Sell 40 (9) Ordinary
$07 - Dec - 11$
UBS AG, I ondon Branch $\overline{\text{Se}}$
40 (9) Ordinary
07-Dec-11
$07 - Dec - 11$		 UBS AG, London Branch
UBS AG, London Branch		 Sell
$ S$ ell		 $\overline{40}$ (9) Ordinary
$07 - Dec - 11$ 40 (9) Ordinary
07-Dec-11 UBS AG, London Branch
UBS AG, London Branch		 Sell
$\mathsf{Self}$		 44 (10) Ordinary
07-Dec-11 UBS AG, London Branch lSell 40 (9) Ordinary
07-Dec-11 UBS AG, London Branch $\overline{\text{Self}}$ $\overline{40}$ (9) Ordinary
$07 - Dec - 11$ UBS AG, London Branch $\overline{\text{Self}}$ 40 (9) Ordinary
$07 - Dec - 11$ UBS AG, London Branch $\overline{\mathsf{SeH}}$ 44
40		 (10) Ordinary
07-Dec-11 UBS AG, London Branch Sell (9) Ordinary
07-Dec-11
07-Dec-11		 UBS AG, London Branch
UBS AG, London Branch		 Sell 40
44		 (9)
(10)		 Ordinary
Ordinary
07-Dec-11 UBS AG, London Branch Sell 44 (10) Ordinary
07-Dec-11 UBS AG, London Branch Sell 44 (10) Ordinary
07-Dec-11 UBS AG, London Branch Sell 39 (9) Ordinary
$07 - Dec - 11$ UBS AG, London Branch Sell $\overline{39}$ (9)
$07 - Dec - 11$ UBS AG, London Branch Sell 39 $\overline{(9)}$ Ordinary
$07 - Dec - 11$ UBS AG, London Branch Sell 44 (10) Ordinary
Ordinary
$07 - Dec - 11$ UBS AG, London Branch Sell 44
07-Dec-11 UBS AG, London Branch Sell 39 (10) Ordinary
$07 - Dec - 11$ UBS AG, London Branch Sell 44 (9) Ordinary
07-Dec-11 UBS AG, London Branch Sell 44 (10)
(10)		 Ordinary
$07 - Dec - 11$ UBS AG, London Branch Sell 44 (10) Ordinary
Ordinary
$07 - Dec - 11$ UBS AG, London Branch Sell 44 (10) Ordinary
07-Dec-11 UBS AG, London Branch Sell 39 (9) Ordinary
07-Dec-11 UBS AG, London Branch Sell 44 (10) Ordinary
07-Dec-11 UBS AG, London Branch Sell 39 (9) Ordinary
07-Dec-11 UBS AG, London Branch Sell 39 (9) Ordinary
$07 - Dec - 11$ UBS AG, London Branch Sell $\overline{39}$ (9) Ordinary
$07 - Dec - 11$ UBS AG, London Branch Sell 44 (10) Ordinary
07-Dec-11 UBS AG, London Branch Sell 39 (9) Ordinary
07-Dec-11 UBS AG, London Branch Sell 39 (9) Ordinary
$07 - Dec - 11$ UBS AG, London Branch Sell 44 (10) Ordinary
07-Dec-11 UBS AG, London Branch $\overline{\mathsf{Self}}$ 44 (10) Ordinary
$07 - Dec - 11$ UBS AG, London Branch Sell 39 (9) Ordinary
$07 - Dec - 11$ UBS AG, London Branch $5e$ II 39 $\overline{(9)}$ Ordinary
07-Dec-11 UBS AG, London Branch Sell $\overline{31}$ (7) Ordinary
07-Dec-11 UBS AG, London Branch Sell $\overline{26}$ (6) Ordinary
07-Dec-11
07-Dec-11		 UBS AG, London Branch Sell $\overline{26}$ (6) Ordinary
07-Dec-11 UBS AG, London Branch
UBS AG, London Branch		 $\overline{\mathsf{Self}}$ $\overline{35}$ (8) Ordinary
07-Dec-11 UBS AG, London Branch Sell
Sell		 $\overline{26}$ (6) Ordinary
$07 - Dec - 11$ UBS AG, London Branch Sell $\overline{39}$ $\overline{9}$ Ordinary
07-Dec-11 UBS AG, London Branch Sell $\overline{9}$
9		 (2) Ordinary
$07 - Dec - 11$ UBS AG, London Branch Sell 4 (2)
(1)		 Ordinary
Ordinary
07-Dec-11 UBS AG, London Branch Sell $\overline{9}$ (2) Ordinary
07-Dec-11 UBS Securities Australia Ltd Stock borrowed N/A 150,000 Ordinary
$07 - Dec-11$ UBS AG, Australia Branch Securities borrowed N/A 101,557 Ordinary
07-Dec-11 UBS AG Collateral received N/A 385,552 Ordinary
07-Dec-11 UBS AG Collateral received N/A 385,552 Ordinary
07-Dec-11 UBS AG Collateral received N/A 63,048 Ordinary
07-Dec-11
07-Dec-11		 UBS AG Collateral received N/A 130,683 Ordinary
UBS AG Collateral received N/A 260 825 Ordinary
07-Dec-11
$\overline{07}$ -Dec-11		 UBS AG
UBS AG		 Collateral returned
Collateral returned		 N/A (405, 898) Ordinary
07-Dec-11 UBS AG Collateral returned N/A
N/A		 (385, 552)
(4, 833)		 Ordinary
07-Dec-11 UBS AG Collateral returned N/A (199, 431) Ordinary
Ordinary
$07 - Dec - 11$ UBS Securities Australia Ltd Buy 15,272 3,466 Ordinary
07-Dec-11 UBS Securities Australia Ltd Sell 23,350 (5,300) Ordinary
07-Dec-11 UBS Securities Australia Ltd Buy 13,282 3,025 Ordinary
07-Dec-11 UBS Securities Australia Ltd Sell 61,195 (14,007) Ordinary
07-Dec-11 UBS Securities Australia Ltd Buy 18,384 4,200 Ordinary
05-Dec-11 UBS AG, London Branch Stock received N/A 2,427,768 Ordinary
05-Dec-11 UBS AG, London Branch Stock received N/A 2,427,768 Ordinary
05-Dec-11
06-Dec-11		 UBS AG, London Branch Stock received N/A 2 427 768 Ordinary
07-Dec-11 UBS AG, London Branch Stock returned N/A (485, 972) Ordinary
UBS AG, London Branch Stock received N/A 3,511,518 Ordinary

$\mathcal{L}^{\text{max}}_{\text{max}}$

More from CHALLENGER LIMITED

Transaction in Own Shares 2026
Jul 3
Regulatory Filings 2026
Jul 2
Transaction in Own Shares 2026
Jul 1
Transaction in Own Shares 2026
Jun 30
Major Shareholding Notification 2026
Jun 29
Major Shareholding Notification 2026
Jun 23
Transaction in Own Shares 2026
Jun 23
Transaction in Own Shares 2026
Jun 22
M&A Activity 2026
Jun 18
Transaction in Own Shares 2026
Jun 16
View all filings →