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CHALLENGER LIMITED — Major Shareholding Notification 2011
Apr 5, 2011
64641_rns_2011-04-05_a407c89d-dd4d-4e76-a356-f7ac4589913b.pdf
Major Shareholding Notification
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6 April 201 1
The Manager Company A nnouncements Office ASX Limite d 20 Bridge S treet
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Sydney
Level 15 , 255 Pitt Street Sydney N SW 2000 Aus t ralia GPO Bo x 3698 Sydney N SW 2001 www.ch a llenger.com.au Telepho n e 02 9994 700 0 Facsimil e 02 9994 7777
SYDNEY N SW 2000
By electron i c lodgemen t
Dear Sir
Re: Notice of initial substantial holder ~ RP Data Ltd (RPX)
We enclos e notice of in i tial substan t ial holder in RP Data Lt d . This notic e is given by Challenger L imited and each of its s ubsidiaries named in A n nexure 1 to this notice.
Yours faithfully
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Suzie Koeppenkastrop Company S ecretary
attach
Melbourne Le v el 33, 101 Collin s Street PO Box 2 97, Flinders Lan e , Melbourne VIC 3000 Telephone 02 9994 7000 Faccsimile 02 9994 7777 Brisbane Le v el 7, 320 Adelai d e Street GPO Box 3234, Brisbane QLD 4001 Telep h one 07 3136 54 0 0 Facsimile 07 31136 5407 Perth Le v el 2, 168 St Geor g es Terrace PO B o x Z5065, St Geor g es Terrace, Perth W A 6831 Telepho n e 08 9261 7412 FFacsimile 08 9241 0 571 Adelaide Le v el 3, 97 Pirie Stre e t Adelaide SA 50 0 0 Telephone 08 7 1 29 4402 Facsimil e 08 8232 4446 Challenger Limit e d ABN 85 106 84 2 371 Challenger G roup Services Pty Limited ABN 91 0 8 5 657 307 Challenger Life Company Limited A B N 44 072 486 93 8 AFSL 234670 C hallenger Comm e rcial Lending Limited ABN 65 000 0333 143 Challenger Mana g ed Investments Limited ABN 94 00 2 835 592 AFSL 2 3 4668 Challenger Listed Investment s Limited ABN 94 0055 293 644 AFSL 236 887 CIF Investment Trust 1 ARSN 114 139 703 CIF Inves t ment Trust 2 ARS N 114 139 632 C h allenger Wine Tru s t ARSN 092 960 0060 Challenger Diver s ified Property Tru s t 1 ARSN 121 48 4 606 Challenger D iversified Propert y Trust 2 ARSN 121 484 713 Challenger Mana g ement Services L imited ABN 29 09 2 382 842 AFSL 2 3 4 678 Challenger Retir e ment Services Pty Limited ABN 80 1 1 5 534 453 AFSL 2 95642 RSE Licen c e No. L0001304 Challenger Mort g age Manageme n t Pty Ltd ABN 72 087 271 109 Ch a llenger Securitisation Manageme n t Pty Ltd ABN 56 100 346 898 AF S L 244593 Challenger Inve s tment Services Limited ABN 44 119 605 373 AFSL 3 20505
603 page 1/2 15 July 2001
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme
RP Data Ltd
ACN/ARSN
087 759 171
1. Details of substantial holder (1) Name Challenger Limited (and entities listed in Annexure 1) ACN / ARSN (if applicable) 106 842 371
The holder became a substantial holder on
04/04/11
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities(4) | Number of securities | Persons’ votes(5) | Voting power(6) |
|---|---|---|---|
| Ordinary Fully Paid | Same as persons votes | 7,709,580 | 5.17% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holderof relevantinterest | Holderof relevantinterest | Nature of relevantinterest (7) | Nature of relevantinterest (7) | Class andnumberofsecurities See Annexure 2 |
Class andnumberofsecurities See Annexure 2 |
|---|---|---|---|---|---|
| See Annexure 1 | The relevant interest arises by Challenger Limited and the entities listed in Annexure 1. |
||||
| s of present registered holders ns registered as holders of the securities referred to in paragraph 3 above are as follows: |
|||||
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder(8) |
Class and number of securities |
||
| Challenger Limited and each other entity named in Annexure 1 |
JP Morgan Nominees Australia Ltd |
JP Morgan Nominees Australia Ltd |
7,709,580 | ||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Consideration (9) | Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
| See Annexure 1 | See Annexure 2 | See Annexure 2 |
See Annexure 2 | |
603 2/2 15 July 2001
6. Associates The reasons the person s named in par a graph 3 above are associate s of the substan t ial holder are as follows: Name and A CN/ARSN (if a p plicable) Nature o f association N/A N/A
7. Addresses
The add r esses of perso n s named in thi s form are as f o llows:
Name Address Challenger Limited and each Level 15, 255 Pitt Street, Sydney entity named in Annexure 1
Signature
print name Suzie Koeppenkastrop capacity Company Secretary sign here date 06/04/2011
DIRECTIONS
(1) If t h ere are a num b er of substanti a l holders with s imilar or relate d relevant inter e sts (eg. a corporation and its r elated corpora t ions, or the manager and trust e e of an equity trust), the nam e s could be included in an ann e xure to the for m . If the relev a nt interests of a group of pers o ns are essentially si m ilar, they may b e referred to throughout the form as a specifi c ally named group if the memb e rship of each g roup, with the na m es and addre s ses of membe r s is clearly set o ut in paragrap h 7 of the form. (2) Se e the definition o f “associate” i n section 9 of the Corporations Act 2001.
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(3) Se e the definition o f “relevant interest” in section s 608 and 671 B (7) of the Corp o rations A.
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(4) Th e voting shares of a company c onstitute one c l ass unless divi d ed into separ a te classes.
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(5) Th e total number o f votes attached to all the voti n g shares in th e company or v o ting interests i n the scheme (i f any) that the p erson or an as s ociate has a relevant interest in.
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(6) Th e person’s vote s divided by the total votes in t h e body corpor a te or scheme m ultiplied by 10 0 .
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(7) Include details of:
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(a) any relevan t agreement or o ther circumstances by which t he relevant int e rest was acquired. If subsecti o n 671B(4) ap p lies, a copy of a ny document s e tting out the terms of any rele v ant agreemen t , and a statem e nt by the pers o n giving full an d accurate det a ils of any contr a ct, scheme or a rrangement, must accompany this form, toge t her with a writt e n statement c e rtifying this co n tract, scheme o r arrangement; and
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(b) any qualific a tion of the po w er of a person to exercise, control the exercis e of, or influenc e the exercise o f, the voting p o wers or dispos a l of the securiti e s to which the r elevant interes t relates (indica t ing clearly the particular securities to which t h e qualification a pplies).
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See the definition of “relevant ag r eement” in sec t ion 9 of the Co r porations Act 2 001.
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(8) If t h e substantial h o lder is unable to determine the identity of th e person (eg. If t he relevant int e rest arises bec a use of an opti o n) write “unkn o wn”.
(9) De t ails of the con s ideration must i nclude any an d all benefits, m o ney and other , that any person from whom a relevant intere s t was acquired has, or m ay, become e n titled to receiv e in relation to that acquisition. Details must b e included eve n if the benefit i s conditional o n the happening or not of a contingen c y. Details mu s t be included o f any benefit p a id on behalf of t he substantial h older or its as s ociate in relati o n to the ac q uisitions, even if they are not p aid directly to the person from whom the rele v ant interest w a s acquired.
Annexure 1
This is page 1 of 4 pages of Annexure 1 referred to in Form 603 signed by me and dated 06/04/2011
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Suzie Koeppenkastrop
Company Secretary
| Company/Scheme | ABN/ARSN |
|---|---|
| Challenger Limited | 85 106 842 371 |
| Allfine Holdings PtyLtd | 84 100 231 918 |
| Belvino Investments No.2 PtyLimited | 149 254 919 |
| Bluezen PtyLtd | 94 100 220 175 |
| CDPG Australia PtyLimited | 124 498 095 |
| Cescade PtyLimited | 76 096 097 399 |
| CFSG Holdings No. 2 Victoria PtyLimited | 107 601 605 |
| Challenger Boutique(GFI)Holdings PtyLimited | 123 319 460 |
| Challenger Boutique AlphinityHoldings PtyLtd | 140 716 016 |
| Challenger Boutique Ardea Holdings PtyLtd | 133 865 853 |
| Challenger Boutique Holdings PtyLimited | 123 318 650 |
| Challenger Boutique Merlon Holdings PtyLtd | 140 715 662 |
| Challenger Boutique NovaPort Holdings PtyLtd | 140 715 797 |
| Challenger Boutique Wavestone Holdings PtyLtd | 133 626 276 |
| Challenger Commercial LendingLimited | 65 000 033 143 |
| Challenger Diversified PropertyDevelopment PtyLimited | 121 624 833 |
| Challenger Direct PtyLtd | 52 006 475 501 |
| Challenger Financial Services Limited | 38 087 464 131 |
| Challenger FM 2 Holdings PtyLimited | 85 080 036 657 |
| Challenger FM Nominees PtyLimited | 130 035 353 |
| Challenger Funds Management Holdings PtyLimited | 107 728 030 |
| Challenger GroupHoldings Limited | 50 002 993 302 |
| Challenger GroupPtyLtd | 85 003 374 196 |
| Challenger GroupServices PtyLtd | 91 085 657 307 |
| Challenger Home Loan Corporation PtyLimited | 058 891 302 |
| Challenger InventoryFinance ServicingPtyLimited | 36 107 706 810 |
| Challenger Investment Services Limited | 44 119 605 373 |
| Challenger LBC Terminals Australia PtyLimited | 125 211 770 |
| Challenger Life CompanyHoldings PtyLtd | 60 006 381 193 |
| Challenger Life CompanyLimited | 44 072 486 938 |
| Challenger Life Nominees No.2 Limited | 34 078 627 013 |
| Challenger Life Nominees PtyLtd | 39 091 336 793 |
| Challenger Life SubsidiaryHoldings Ltd | 38 099 742 122 |
| Challenger Listed Investments Limited | 94 055 293 644 |
| Challenger Managed Investments(International)PtyLtd | 120 871 212 |
| Challenger Managed Investments Limited | 94 002 835 592 |
| Challenger Management Services Limited | 29 092 382 842 |
| Challenger Margin LendingPtyLimited | 47 091 338 822 |
| Challenger Mortgage Management PtyLimited | 72 087 271 109 |
| Challenger Non-ConformingFinance PtyLtd | 107 725 486 |
| Challenger Originator Finance PtyLtd | 095 085 466 |
| Challenger PropertyAsset Management PtyLtd | 90 077 569 021 |
| Challenger Retirement Services PtyLtd | 115 534 453 |
Annexure 1
This is page 2 of 4 pages of Annexure 1 referred to in Form 603 signed by me and dated 06/04/2011
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Suzie Koeppenkastrop
Company Secretary
| Company/Scheme | ABN/ARSN |
|---|---|
| Challenger Securitisation Management PtyLimited | 56 100 346 898 |
| Challenger Skybridge(Fund)HoldingCompanyPtyLtd | 130 888 292 |
| Challenger Skybridge(Group)HoldingCompanyPtyLtd | 130 888 327 |
| Challenger Skybridge(Hastings)HoldingCompanyPtyLtd | 130 888 274 |
| Challenger Special ServicingPtyLtd | 77 107 707 415 |
| Challenger Strategic Capital PtyLimited | 116 411 388 |
| Challenger TreasuryLimited | 47 093 307 996 |
| Challenger US Infrastructure Holdings PtyLtd | 117 401 519 |
| Challenger Wholesale Finance Holdings PtyLimited | 087 284 240 |
| CPHIC Investments PtyLtd | 95 093 340 526 |
| CSPP1 Broadbeach PtyLtd | 122 460 977 |
| CSPP1 Investment Company1 PtyLimited | 120 463 023 |
| CSPP1 Maitland PtyLtd | 122 460 968 |
| CSPP1 Mavis Court PtyLtd | 122 461 983 |
| EMIF Holdings PtyLtd | 130 565 169 |
| Endowment Warrants Limited | 45 009 568 503 |
| FXF Holdings PtyLtd | 080 419 512 |
| GasValpo Finance PtyLtd | 003 376 529 |
| Inexus Australian Holdings CompanyLimited | 115 840 661 |
| LANV PtyLtd | 147 224 502 |
| Maitland Nominee Holdings PtyLimited | 122 853 114 |
| Mavis Court Development Co PtyLimited | 124 112 956 |
| MawburyPtyLimited | 95 096 097 479 |
| Talavera HerringPtyLimited | 34 086 068 984 |
| The LibertyGroupConsortium PtyLtd | 79 082 564 289 |
| TLG Services PtyLimited | 20 092 500 608 |
| TLGH PtyLimited | 85 092 927 467 |
| TRE Data Centres Canberra PtyLtd | 141 881 227 |
| Waterford CountyPtyLimited | 122 853 089 |
Annexure 1
This is page 3 of 4 pages of Annexure 1 referred to in Form 603 signed by me and dated 06/04/2011
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Suzie Koeppenkastrop
Company Secretary
Overseas Companies Appia Europe Limited Appia Finance 2 Limited Appia Finance Limited Appia Group Limited (Jersey) Appia Investments Limited CDPG Luxembourg Holdings SARL CDPG Luxembourg II SARL CDPG Luxembuorg SARL CDPG Malta Limited Challenger Connections Limited Challenger Connections Mid Company Limited Challenger DPG France II SAS Challenger DPG France SAS Challenger Group Services (UK) Limited Challenger Harbourmasters Holdings Jersey Limited Challenger Holding (Vagyonkezelo) KFT Challenger Hungary International Capital Investment and Management Ltd Liability Company Challenger Jersey I3 Limited Challenger Jersey Management Limited Challenger Jersey Trustee Limited Challenger LBC Terminals Holding Company Limited Challenger LBC Terminals Jersey Limited Challenger LBC Terminals Limited Challenger Life (UK) Limited Challenger Luxembourg Holding No. 1A SARL Challenger Luxembourg Holding No. 1B SARL Challenger Luxembourg Holding No. 2 SARL Challenger Management Services (UK) Limited Challenger MBK Emerging Market Infrastructure Fund Pte. Ltd Challenger MBK Fund Management Pte. Ltd Challenger Northern Gas Ltd (Jersey) Challenger SCR LLP Member Limited Challenger SkyBridge Fund (LP) Limited Challenger SkyBridge Fund (SLP) Limited Challenger Southern Water Limited Challenger Structured Credit Management Limited
Annexure 1
This is page 4 of 4 pages of Annexure 1 referred to in Form 603 signed by me and dated 06/04/2011
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Suzie Koeppenkastrop
Company Secretary
Overseas Companies Challenger Towers Ltd (Jersey) Challenger UK Tank Storage Limited Challenger UK Terminals Ltd Challenger Wales and the West Gas Ltd (Jersey) Challenger Welcome Break Limited Clashfern Investments (UK) Limited CMS (UK) Pty Limited GasValpo Jersey Holding Company Limited Greensands Holdings Jersey Limited GV Cayman Company Limited GV Chile Holding Limitada GV Chile Limitada GV Jersey Trustee Company Limited GV Jersey Trustee Company No. 2 Limited Inexus Group Holdings Inexus Group Limited Interstar Home Loan Corporation NZ Limited (Foreign) Kabushiki Kaisha C & K Lazor Mangro Namroc Oikos Limited Oikos Storage Limited Rozal Rozalia Park Sabrand Limited SCI Aulnay Invest SCI Gennevilliers Invest Structured Credit Research LLP
Annexure 2
This is page 1 of 2 pages of Annexure 2 referred to in Form 603 signed by me and dated
06/04/2011
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Suzie Koeppenkastrop
Transactions on Ordinary Fully Paid Shares: Rp Data Ltd (RPX) As at 04/04/2011
| Date of Change |
Holder of relevant interest | Nature of Change |
Consideration | Number of securities | Person's Votes Affected |
|---|---|---|---|---|---|
| 12/12/2006 | Challenger Limited (the entities listed in Annexure 1) |
Buy | 1,400,000.00 | 1,120,000 | 1,120,000 |
| 15/12/2006 | As above | Sell | 1,737,951.22 | -1,120,000 | 1,120,000 |
| 05/01/2007 | As above | Buy | 841.94 | 510 | 510 |
| 06/02/2007 | As above | Buy | 12,184.30 | 6,605 | 6,605 |
| 06/02/2007 | As above | Buy | 512,249.46 | 280,530 | 280,530 |
| 07/02/2007 | As above | Buy | 119,075.68 | 65,211 | 65,211 |
| 07/02/2007 | As above | Buy | 40,843.97 | 21,738 | 21,738 |
| 13/02/2007 | As above | Buy | 12,794.11 | 7,017 | 7,017 |
| 19/02/2007 | As above | Buy | 5,181.56 | 2,995 | 2,995 |
| 21/02/2007 | As above | Buy | 5,536.79 | 3,218 | 3,218 |
| 22/02/2007 | As above | Buy | 39,418.78 | 22,913 | 22,913 |
| 26/02/2007 | As above | Buy | 7,820.42 | 4,316 | 4,316 |
| 27/02/2007 | As above | Buy | 8,983.73 | 4,928 | 4,928 |
| 28/03/2007 | As above | Buy | 82,575.31 | 44,075 | 44,075 |
| 12/04/2007 | As above | Buy | 84,536.05 | 42,129 | 42,129 |
| 13/04/2007 | As above | Buy | 16,991.89 | 8,468 | 8,468 |
| 23/04/2007 | As above | Buy | 37,304.71 | 18,591 | 18,591 |
| 24/04/2007 | As above | Buy | 14,509.73 | 7,231 | 7,231 |
| 26/04/2007 | As above | Buy | 29,363.69 | 14,677 | 14,677 |
| 27/04/2007 | As above | Buy | 96,391.04 | 48,037 | 48,037 |
| 30/04/2007 | As above | Buy | 955.54 | 486 | 486 |
| 04/06/2007 | As above | Buy | 2,502.64 | 1,139 | 1,139 |
| 06/07/2007 | As above | Buy | 37,959.20 | 16,504 | 16,504 |
| 06/07/2007 | As above | Sell | 190,918.40 | -83,008 | 83,008 |
| 18/07/2007 | As above | Buy | 88,440.95 | 41,385 | 41,385 |
| 15/10/2007 | As above | Buy | 87,815.87 | 46,336 | 46,336 |
| 31/10/2007 | As above | Buy | 11,297.90 | 6,298 | 6,298 |
| 06/02/2008 | As above | Buy | 1,398.19 | 1,059 | 1,059 |
| 07/02/2008 | As above | Buy | 22,775.81 | 17,516 | 17,516 |
| 14/02/2008 | As above | Buy | 935,890.28 | 932,812 | 932,812 |
| 05/03/2008 | As above | Buy | 247,082.40 | 200,000 | 200,000 |
| 04/04/2008 | As above | Buy | 157,073.99 | 142,169 | 142,169 |
| 04/06/2008 | As above | Buy | 14,199.27 | 10,977 | 10,977 |
| 05/06/2008 | As above | Buy | 5,108.41 | 3,980 | 3,980 |
| 11/06/2008 | As above | Buy | 33,145.20 | 30,000 | 30,000 |
| 09/07/2008 | As above | Buy | 732,447.10 | 665,861 | 665,861 |
| 09/07/2008 | As above | Sell | 732,447.10 | -665,861 | 665,861 |
| 03/11/2008 | As above | Buy | 2,739.33 | 3,458 | 3,458 |
| 06/11/2008 | As above | Buy | 1,978.13 | 2,569 | 2,569 |
| 01/12/2008 | As above | Buy | 2,017.35 | 4,483 | 4,483 |
| 26/05/2009 | As above | Buy | 1,462.79 | 3,305 | 3,305 |
| 23/06/2009 | As above | Buy | 118.77 | 252 | 252 |
| 22/07/2009 | As above | Buy | 4,368.58 | 7,261 | 7,261 |
| 30/09/2009 | As above | Sell | 19,615.89 | -22,547 | 22,547 |
| 02/10/2009 | As above | Buy | 639,603.75 | 750,000 | 750,000 |
| 02/10/2009 | As above | Buy | 643,379.97 | 754,428 | 754,428 |
| 31/12/2009 | As above | Buy | 86,047.30 | 100,000 | 100,000 |
| 07/01/2010 | As above | Buy | 85,093.50 | 100,000 | 100,000 |
| 18/01/2010 | As above | Buy | 451,980.00 | 500,000 | 500,000 |
| 19/01/2010 | As above | Buy | 700,569.00 | 750,000 | 750,000 |
| 25/01/2010 | As above | Sell | 12,771.90 | -14,191 | 14,191 |
| 04/03/2010 | As above | Buy | 82,179.25 | 77,620 | 77,620 |
| 04/03/2010 | As above | Buy | 205,448.12 | 194,050 | 194,050 |
| 24/03/2010 | As above | Buy | 847,360.10 | 890,000 | 890,000 |
| 29/03/2010 | As above | Sell | 23,943.10 | -22,383 | 22,383 |
| 02/06/2010 | As above | Sell | 2,698.51 | -3,000 | 3,000 |
| 10/06/2010 | As above | Sell | 23,145.50 | -26,452 | 26,452 |
| 22/06/2010 | As above | Buy | 25,575.08 | 28,967 | 28,967 |
| 23/06/2010 | As above | Buy | 158,019.75 | 175,000 | 175,000 |
| 12/08/2010 | As above | Sell | 16,608.33 | -17,173 | 17,173 |
| 05/10/2010 | As above | Sell | 22,643.12 | -19,694 | 19,694 |
| 07/10/2010 | As above | Buy | 35,818.93 | 31,085 | 31,085 |
| 08/10/2010 | As above | Buy | 33,454.28 | 28,995 | 28,995 |
| Date of Change |
Holder of relevant interest | Nature of Change |
Consideration | Number of securities | Person's Votes Affected |
|---|---|---|---|---|---|
| 12/10/2010 | As above | Buy | 161,438.99 | 139,920 | 139,920 |
| 15/10/2010 | As above | Buy | 194,686.75 | 168,736 | 168,736 |
| 18/10/2010 | As above | Buy | 7,695.81 | 6,670 | 6,670 |
| 19/10/2010 | As above | Buy | 143,755.94 | 124,594 | 124,594 |
| 19/10/2010 | As above | Buy | 346,138.50 | 300,000 | 300,000 |
| 07/12/2010 | As above | Sell | 4,283.53 | -3,932 | 3,932 |
| 15/12/2010 | As above | Buy | 51,843.74 | 52,899 | 52,899 |
| 15/12/2010 | As above | Buy | 49,770.92 | 50,784 | 50,784 |
| 15/12/2010 | As above | Sell | 19,865.43 | -20,282 | 20,282 |
| 20/12/2010 | As above | Sell | 852,448.60 | -827,620 | 827,620 |
| 20/12/2010 | As above | Buy | 852,448.60 | 827,620 | 827,620 |
| 20/12/2010 | As above | Sell | 5,508,656.30 | -5,348,210 | 5,348,210 |
| 20/12/2010 | As above | Buy | 5,508,656.30 | 5,348,210 | 5,348,210 |
| 20/01/2011 | As above | Sell | 28,151.98 | -17,014 | 17,014 |
| 28/02/2011 | As above | Sell | 22,521.71 | -13,534 | 13,534 |
| 18/03/2011 | As above | Sell | 21,398.90 | -12,898 | 12,898 |
| 04/04/2011 | As above | Buy | 1,162,975.40 | 686,762 | 686,762 |
| 7,709,580.00 |