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CHALLENGER LIMITED — Major Shareholding Notification 2014
Sep 3, 2014
64641_rns_2014-09-03_4aea1ce5-c856-44b7-a662-c52437a07c0d.pdf
Major Shareholding Notification
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Notice by Challenger Limited (and associates) required pursuant to a Corporations Act Section 259C(2) Exemption
To: Company Announcements ASX Limited
Shareholder
Name of shareholder: Challenger Limited (ACN 106 842 371) (“Challenger”) (and entities listed in Annexure 1).
Date of this Notice: 4 September 2014 .
1. Previous Notice
The shareholder’s previous notice, given pursuant to an exemption under section 259C(2) Corporations Act 2001 , was dated 23 June 2014 .
2. Total number of voting shares
The total number of voting shares in Challenger in respect of which Challenger or its controlled entities have the power to control voting or disposal ("Interest") or to which a derivative exposure is held on the date of this notice is:
| Class of shares |
Total number of shares | Percentage of total shares in Challenger Limited |
|---|---|---|
| Ordinary shares in Challenger |
15,136,442ordinary shares | 2.68% |
1
3. Details of Present Interests and derivatives exposures
On the date of this notice, Challenger or its controlled entities had an Interest in or derivatives exposure to the following voting shares in Challenger, and the Interest or derivatives exposure was of the following nature:
| Holder of Interest or derivatives |
Nature of Interest or derivatives exposure |
Class and number of shares |
Percentage of total shares in Challenger Limited |
|---|---|---|---|
| CPU Share Plans Pty Limited (CPU) as trustee of Challenger Performance Plan Trust (CPP Trust) |
CPU is not a controlled entity of Challenger. Challenger has an Interest over Challenger shares held by CPU in the CPP Trust because under the trust deed, Challenger may direct CPU to allocate and transfer those shares to participants under the Challenger Performance Plan (Plan). |
Ordinary shares 5,737,854 |
1.017% |
| Challenger Treasury Limited (CTL) |
CTL has derivative exposures in respect of Challenger shares for the purpose of hedging its obligations to participants under the Plan. |
Ordinary shares 4,800,000 |
0.851% |
| Challenger | Challenger has an Interest in Challenger shares which are to be directed to the CPP Trust or to a counterparty to derivative exposures |
Ordinary shares 4,598,588 |
0.815% |
2
4. Changes (if any) in Interest or derivatives exposure since the previous notice
Particulars of each change in, or change in the nature of, the Interests of the shareholder in, or derivative exposure to, voting shares since the previous notice given by the shareholder are:
| Holder of Interest |
Date of Change (if any) - Acquisition or Disposal - since previous notice |
Nature of change (if any) since the previous notice |
Class and number of voting shares |
|---|---|---|---|
| CPU as trustee of CPP Trust |
2 September 2014 - Disposal | Vestings and allocation under the Plan |
Ordinary shares -9,787,784 |
| 4 September - Acquisition | Settlement of forward purchase transactions |
Ordinary shares +3,000,000 |
|
| Challenger Treasury Limited (CTL) |
4 September - Disposal | Settlement of forward purchase transactions |
Ordinary shares -3,000,000 |
| Challenger | 3 September 2014 – Acquisition | Purchases of Challenger shares which are to be directed to the CPP Trust or to a counterparty to derivative exposures |
Ordinary shares +4,598,588 |
5. Addresses
| 5. Addresses |
|
|---|---|
| Name | Address |
| Challenger Treasury Limited, Challenger Limited and each entity listed in Annexure A. |
Level 15 255 Pitt Street Sydney NSW 2000 |
6. Signature
==> picture [200 x 82] intentionally omitted <==
Michael Vardanega Company Secretary Challenger Limited Date: 4 September 2014
This notice (pursuant to a Corporations Act section 259C(2) exemption dated 7 December 2012) comprises 7 pages in total (including Annexure 1 ). Annexure 1 comprises 4 pages.
3
Annexure 1
This is page 1 of 5 of Annexure 1 referred to in the section 259C(2) notice signed by me
==> picture [146 x 60] intentionally omitted <==
Michael Vardanega - Company Secretary of Challenger
Limited 04/09/2014
Company Name
ACN / Company No. Country of Incorporation
| 255 FINANCE PTY LTD | 168 112 507 | AUSTRALIA |
|---|---|---|
| ACRUX LIMITED | 082 001 152 | AUSTRALIA |
| ALLFINE HOLDINGS PTY LTD | 100 231 918 | AUSTRALIA |
| ALPHACAT 2013, LTD | 47159 | BERMUDA |
| ALPHINITY INVESTMENT MANAGEMENT PTY LTD | 140 833 709 | AUSTRALIA |
| APPIA EUROPE LIMITED | 6490323 | ENGLAND/WALES |
| APPIA FINANCE 2 LIMITED | 6538054 | ENGLAND/WALES |
| APPIA FINANCE LIMITED | 6490331 | ENGLAND/WALES |
| APPIA GROUP LIMITED | 99865 | JERSEY |
| APPIA INVESTMENTS LIMITED | 6490313 | ENGLAND/WALES |
| ARDEA INVESTMENT MANAGEMENT PTY LTD | 132 902 722 | AUSTRALIA |
| ARETE INVESTMENT PARTNERS PTY LTD | 167 156 961 | AUSTRALIA |
| ASSETSECURE PTY. LIMITED | 110 953 618 | AUSTRALIA |
| BENDZULLA ACTUARIAL PTY. LTD. | 009 492 219 | AUSTRALIA |
| BENDZULLA PROFESSIONAL SERVICES PTY LTD | 158 242 936 | AUSTRALIA |
| BENTHAM ASSET MANAGEMENT PTY LTD | 140 833 674 | AUSTRALIA |
| BLUEZEN PTY LTD | 100 220 175 | AUSTRALIA |
| CDPG AUSTRALIA PTY LIMITED | 124 498 095 | AUSTRALIA |
| CDPG LUXEMBOURG HOLDINGS SARL | B 127717 | LUXEMBOURG |
| CDPG LUXEMBOURG II SARL | B 127580 | LUXEMBOURG |
| CDPG LUXEMBOURG SARL | B 127515 | LUXEMBOURG |
| CDPG MALTA LIMITED | C 41110 | MALTA |
| CESCADE PTY LIMITED | 096 097 399 | AUSTRALIA |
| CFSG HOLDINGS NO 2 (VICTORIA) PTY LIMITED | 107 601 605 | AUSTRALIA |
| CHALLENGER DIRECT PTY LTD | 006 475 501 | AUSTRALIA |
| CHALLENGER DIVERSIFIED PROPERTY DEVELOPMENT PTY LIMITED | 121 624 833 | AUSTRALIA |
| CHALLENGER DPG FRANCE II SAS | 495 391 062 | FRANCE |
| CHALLENGER DPG FRANCE SAS | 495 390 392 R.C.S. | FRANCE |
| CHALLENGER EMERGING MARKET INFRASTRUCTURE FUND PTE. LTD | 200804361D | SINGAPORE |
| CHALLENGER FINANCIAL SERVICES PTY LIMITED | 087 464 131 | AUSTRALIA |
| CHALLENGER FM 2 HOLDINGS PTY LIMITED | 080 036 657 | AUSTRALIA |
| CHALLENGER FM NOMINEES PTY LIMITED | 130 035 353 | AUSTRALIA |
| CHALLENGER FUNDS MANAGEMENT HOLDINGS PTY LIMITED | 107 728 030 | AUSTRALIA |
| CHALLENGER GROUP HOLDINGS LIMITED | 002 993 302 | AUSTRALIA |
| CHALLENGER GROUP PTY LIMITED | 003 374 196 | AUSTRALIA |
| CHALLENGER GROUP SERVICES (UK) LIMITED | 04244127 | ENGLAND/WALES |
| CHALLENGER GROUP SERVICES PTY. LTD. | 085 657 307 | AUSTRALIA |
| CHALLENGER HOLDING VAGYONKEZELO KFT | 01-09-879644 | HUNGARY |
| CHALLENGER HOME LOAN CORPORATION PTY LTD | 058 891 302 | AUSTRALIA |
| CHALLENGER INVENTORY FINANCE SERVICING PTY LIMITED | 107 706 810 | AUSTRALIA |
| CHALLENGER JERSEY I3 LIMITED | 95120 | JERSEY |
| CHALLENGER JERSEY MANAGEMENT LIMITED | 99299 | JERSEY |
| CHALLENGER LBC TERMINALS HOLDING COMPANY LIMITED | C41149 | MALTA |
Annexure 1
This is page 1 of 5 of Annexure 1 referred to in the section 259C(2) notice signed by me
==> picture [146 x 60] intentionally omitted <==
Michale Vardanega - Company Secretary of Challenger Limited 04/09/2014
Company Name
ACN / Company No. Country of Incorporation
| CHALLENGER LBC TERMINALS LIMITED | C41150 | MALTA |
|---|---|---|
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | 006 381 193 | AUSTRALIA |
| CHALLENGER LIFE COMPANY LIMITED | 072 486 938 | AUSTRALIA |
| CHALLENGER LIFE DEBT INVESTMENTS (EUROPE) LIMITED | 07626067 | ENGLAND/WALES |
| CHALLENGER LIFE FUND PROPERTY INVESTMENTS PTY LTD | 161 212 693 | AUSTRALIA |
| CHALLENGER LIFE NOMINEES NO.2 PTY LTD | 078 627 013 | AUSTRALIA |
| CHALLENGER LIFE NOMINEES NO.3 PTY LIMITED | 151 482 147 | AUSTRALIA |
| CHALLENGER LIFE NOMINEES PTY LTD | 091 336 793 | AUSTRALIA |
| CHALLENGER LIFE OFFSHORE INVESTMENTS LIMITED | 105145 | JERSEY |
| CHALLENGER LIFE SUBSIDIARY HOLDINGS LTD | 099 742 122 | AUSTRALIA |
| CHALLENGER LIMITED | 106 842 371 | AUSTRALIA |
| CHALLENGER LISTED INVESTMENTS LIMITED | 055 293 644 | AUSTRALIA |
| CHALLENGER LUXEMBOURG HOLDING NO.1A SARL | B124890 | LUXEMBOURG |
| CHALLENGER LUXEMBOURG HOLDING NO.1B SARL | B124891 | LUXEMBOURG |
| CHALLENGER LUXEMBOURG HOLDING NO.2 SARL | B124889 | LUXEMBOURG |
| CHALLENGER MANAGED INVESTMENTS (INTERNATIONAL) PTY LIMITED | 120 871 212 | AUSTRALIA |
| CHALLENGER MANAGEMENT SERVICES (UK) LTD | 06393787 | ENGLAND/WALES |
| CHALLENGER MANAGEMENT SERVICES LIMITED | 092 382 842 | AUSTRALIA |
| CHALLENGER MARGIN LENDING PTY LIMITED | 091 338 822 | AUSTRALIA |
| CHALLENGER MBK EMERGING MARKET INFRASTRUCTURE FUND GP LTD | WK-209744 | CAYMAN ISLANDS |
| CHALLENGER MBK FUND MANAGEMENT PTE. LTD | 200804360M | SINGAPORE |
| CHALLENGER MORTGAGE MANAGEMENT PTY LTD | 087 271 109 | AUSTRALIA |
| CHALLENGER NON-CONFORMING FINANCE PTY LTD | 107 725 486 | AUSTRALIA |
| CHALLENGER ORIGINATOR FINANCE PTY LIMITED | 095 085 466 | AUSTRALIA |
| CHALLENGER PROPERTY ASSET MANAGEMENT PTY LTD | 077 569 021 | AUSTRALIA |
| CHALLENGER RETIREMENT AND INVESTMENT SERVICES LIMITED | 115 534 453 | AUSTRALIA |
| CHALLENGER SCR LLP MEMBER LIMITED | 06172534 | ENGLAND/WALES |
| CHALLENGER SECURITISATION MANAGEMENT PTY LTD | 100 346 898 | AUSTRALIA |
| CHALLENGER SKYBRIDGE (CAPITAL II) INVESTMENT LLP | OC338355 | ENGLAND/WALES |
| CHALLENGER SKYBRIDGE (FUND SLP) JERSEY LIMITED | 100742 | JERSEY |
| CHALLENGER SKYBRIDGE (GP HOLDINGS) INVESTMENT LLP | OC338388 | ENGLAND/WALES |
| CHALLENGER SKYBRIDGE (GROUP) HOLDING COMPANY PTY LTD | 130 888 327 | AUSTRALIA |
| CHALLENGER SKYBRIDGE (HASTINGS) HOLDING COMPANY PTY LTD | 130 888 274 | AUSTRALIA |
| CHALLENGER SKYBRIDGE (HASTINGS) INVESTMENT LLP | OC338387 | ENGLAND/WALES |
| CHALLENGER SKYBRIDGE FUND (LP) JERSEY LIMITED | 100741 | JERSEY |
| CHALLENGER SPECIAL SERVICING PTY LIMITED | 107 707 415 | AUSTRALIA |
| CHALLENGER SPECIALISED FINANCE NO.2 PTY LTD | 168 107 355 | AUSTRALIA |
| CHALLENGER SPECIALISED FINANCE PTY LTD | 164 516 401 | AUSTRALIA |
| CHALLENGER TREASURY LIMITED | 093 307 996 | AUSTRALIA |
| CHALLENGER UK TANK STORAGE LIMITED | 6067787 | ENGLAND/WALES |
| CHALLENGER UK TERMINALS LIMITED | 95751 | JERSEY |
| CHALLENGER WELCOME BREAK LIMITED | 99827 | JERSEY |
| CHALLENGER WHOLESALE FINANCE HOLDINGS PTY LIMITED | 087 284 240 | AUSTRALIA |
Annexure 1
This is page 1 of 5 of Annexure 1 referred to in the section 259C(2) notice signed by me
==> picture [146 x 61] intentionally omitted <==
Michael Vardanega - Company Secretary of Challenger
Limited 04/09/2014
Company Name
ACN / Company No. Country of Incorporation
| CHALLENGER WIND HOLDINGS PTY LIMITED | 151 496 061 | AUSTRALIA |
|---|---|---|
| CLASHFERN INVESTMENTS (UK) LIMITED | 4558112 | ENGLAND/WALES |
| CLS US HOLDINGS, LLC | 5302598 | UNITED STATES |
| CPHIC INVESTMENTS PTY LTD | 093 340 526 | AUSTRALIA |
| CSPP1 BROADBEACH PTY LTD | 122 460 977 | AUSTRALIA |
| CSPP1 INVESTMENT COMPANY 1 PTY LIMITED | 120 463 023 | AUSTRALIA |
| CSPP1 MAITLAND PTY LTD | 122 460 968 | AUSTRALIA |
| CSPP1 MAVIS COURT PTY LTD | 122 461 983 | AUSTRALIA |
| EMIF HOLDINGS PTY LTD | 130 565 169 | AUSTRALIA |
| ENDOWMENT WARRANTS LIMITED | 009 568 503 | AUSTRALIA |
| FIDANTE PARTNERS ALPHINITY HOLDINGS PTY LTD | 140 716 016 | AUSTRALIA |
| FIDANTE PARTNERS ARDEA HOLDINGS PTY LTD | 133 865 853 | AUSTRALIA |
| FIDANTE PARTNERS ARETE HOLDINGS PTY LTD | 143 836 373 | AUSTRALIA |
| FIDANTE PARTNERS BENTHAM HOLDINGS PTY LTD | 140 715 573 | AUSTRALIA |
| FIDANTE PARTNERS HOLDINGS PTY LIMITED | 123 318 650 | AUSTRALIA |
| FIDANTE PARTNERS INVESTMENT FUNDS PUBLIC LIMITED COMPANY | 533320 | IRELAND |
| FIDANTE PARTNERS KAPSTREAM HOLDINGS PTY LIMITED | 123 319 460 | AUSTRALIA |
| FIDANTE PARTNERS LIMITED | 002 835 592 | AUSTRALIA |
| FIDANTE PARTNERS MERLON HOLDINGS PTY LTD | 140 715 662 | AUSTRALIA |
| FIDANTE PARTNERS METISQ HOLDINGS PTY LTD | 143 376 961 | AUSTRALIA |
| FIDANTE PARTNERS NOVAPORT HOLDINGS PTY LTD | 140 715 797 | AUSTRALIA |
| FIDANTE PARTNERS R&M HOLDINGS PTY LIMITED | 152 375 436 | AUSTRALIA |
| FIDANTE PARTNERS SERVICES LIMITED | 119 605 373 | AUSTRALIA |
| FIDANTE PARTNERS TEMPO HOLDINGS PTY LTD | 167 321 262 | AUSTRALIA |
| FIDANTE PARTNERS WAVESTONE HOLDINGS PTY LIMITED | 133 626 276 | AUSTRALIA |
| FIDANTE PARTNERS WHITEHELM HOLDINGS PTY LTD | 169 043 903 | AUSTRALIA |
| FIVE OCEANS ASSET MANAGEMENT LIMITED | 113 453 160 | AUSTRALIA |
| FUTURE FIBRE PTY LTD | 152 668 721 | AUSTRALIA |
| GASVALPO FINANCE PTY LIMITED | 003 376 529 | AUSTRALIA |
| GASVALPO S.A. | 96.960.800-6 | CHILE |
| GREENCAPE CAPITAL PTY LTD | 120 328 529 | AUSTRALIA |
| GV CAYMAN COMPANY LIMITED | OG-206918 | CAYMAN ISLANDS |
| GV CHILE HOLDING LIMITADA | 12431 17236 11675 | CHILE |
| GV CHILE LIMITADA | 12430 17253 11696 | CHILE |
| GV JERSEY HOLDING COMPANY LIMITED | 100293 | JERSEY |
| GV JERSEY TRUSTEE COMPANY LIMITED | 100294 | JERSEY |
| GV JERSEY TRUSTEE COMPANY NO. 2 LIMITED | 100367 | JERSEY |
| HOMELOANS LIMITED | 095 034 003 | AUSTRALIA |
| HOWARD COMMERCIAL LENDING LIMITED | 000 033 143 | AUSTRALIA |
| KAPSTREAM CAPITAL PTY LIMITED | 122 076 117 | AUSTRALIA |
| KINETIC INVESTMENT PARTNERS PTY LTD | 009 568 496 | AUSTRALIA |
| LANV PTY LTD | 147 224 502 | AUSTRALIA |
| LEASE COLLATERAL NO.2 PTY LTD | 168 112 481 | AUSTRALIA |
Annexure 1
This is page 1 of 5 of Annexure 1 referred to in the section 259C(2) notice signed by me
==> picture [146 x 61] intentionally omitted <==
Michael Vardanega - Company Secretary of Challenger
Limited 04/09/2014
Company Name
ACN / Company No. Country of Incorporation
| LEASE COLLATERAL PTY LTD | 168 112 472 | AUSTRALIA |
|---|---|---|
| LEASE FUNDING MANAGEMENT PTY LTD | 168 112 490 | AUSTRALIA |
| MAITLAND NOMINEE HOLDINGS PTY LIMITED | 122 853 114 | AUSTRALIA |
| MAVIS COURT DEVELOPMENT CO PTY LTD | 124 112 956 | AUSTRALIA |
| MAWBURY PTY LIMITED | 096 097 479 | AUSTRALIA |
| MERLON CAPITAL PARTNERS PTY LTD | 140 833 683 | AUSTRALIA |
| METISQ CAPITAL HOLDINGS PTY LTD | 158 011 351 | AUSTRALIA |
| METISQ CAPITAL PTY LTD | 104 642 613 | AUSTRALIA |
| METISQ CAPITAL SINGAPORE PTE. LTD. | 49G | SINGAPORE |
| MIR ASIA PACIFIC EQUITY FEEDER FUND LTD | 184062 | CAYMAN ISLANDS |
| MIR ASIA PACIFIC EQUITY MASTER FUND LTD | 184007 | CAYMAN ISLANDS |
| MIR GREATER CHINA PTE LTD | 200715836D | SINGAPORE |
| MIR LIBRA CAPITAL MANAGEMENT LTD | 236748 | CAYMAN ISLANDS |
| MIR LIBRA GREATER CHINA EQUITY FUND LTD | WK-237319 | CAYMAN ISLANDS |
| NOVAPORT CAPITAL PTY LTD | 140 833 656 | AUSTRALIA |
| OAKLANDS HILL PTY LTD | 149 814 559 | AUSTRALIA |
| OAKLANDS HILL WIND FARM PTY LTD | 126 595 935 | AUSTRALIA |
| OIKOS LIMITED | 2705354 | ENGLAND/WALES |
| OIKOS STORAGE LIMITED | 315280 | ENGLAND/WALES |
| RESIDENTIAL REAL ESTATE TOTAL RETURN OPPORTUNITIES FUND LTD. | 212456 | CAYMAN ISLANDS |
| RESIDENTIAL REAL ESTATE TOTAL RETURN OPPORTUNITIES MASTER FUND L.P. 27263 | CAYMAN ISLANDS | |
| STRUCTURED CREDIT RESEARCH LLP | OC328062 | ENGLAND/WALES |
| TALAVERA HERRING PTY LIMITED | 086 068 984 | AUSTRALIA |
| TEMPO ASSET MANAGEMENT PTY LTD | 167 321 637 | AUSTRALIA |
| THE LIBERTY GROUP CONSORTIUM PTY LTD | 082 564 289 | AUSTRALIA |
| TLG SERVICES PTY LIMITED | 092 500 608 | AUSTRALIA |
| TLGH PTY LIMITED | 092 927 467 | AUSTRALIA |
| TRE DATA CENTRES CANBERRA PTY LTD | 141 881 227 | AUSTRALIA |
| US LLC HOLDINGS PTY LTD | 130 888 292 | AUSTRALIA |
| WATERFORD COUNTY PTY LIMITED | 122 853 089 | AUSTRALIA |
| WAVESTONE CAPITAL PTY LTD | 120 179 419 | AUSTRALIA |
| WELCOME BREAK CAYMAN LIMITED | FC027450 | CAYMAN ISLANDS |
| WELCOME BREAK GROUP HOLDINGS LIMITED | FC027451 | CAYMAN ISLANDS |
| WELCOME BREAK GROUP LIMITED | 03147949 | ENGLAND/WALES |
| WELCOME BREAK HOLDINGS (1) LIMITED | 04099287 | ENGLAND/WALES |
| WELCOME BREAK HOLDINGS (2) LIMITED | 04379574 | ENGLAND/WALES |
| WELCOME BREAK HOLDINGS LIMITED | 03290817 | CAYMAN ISLANDS |
| WELCOME BREAK LIMITED | 01735476 | ENGLAND/WALES |
| WELCOME BREAK NO.1 LIMITED | 08331837 | ENGLAND/WALES |
| WELCOME BREAK NO.2 LIMITED | 08331870 | ENGLAND/WALES |
| WELCOME BREAK NO.3 LIMITED | 08331918 | ENGLAND/WALES |
| WELCOME BREAK SERVICES LIMITED | 04099292 | ENGLAND/WALES |
| WYETREE ASSET MANAGEMENT LTD. | 06041569 | ENGLAND/WALES |
Annexure 1
This is page 1 of 5 of Annexure 1 referred to in the section 259C(2) notice signed by me
==> picture [146 x 60] intentionally omitted <==
Michael Vardanega - Company Secretary of Challenger
Limited 04/09/2014 Company Name
ACN / Company No. Country of Incorporation
WYETREE FUNDS PLC 520464 IRELAND
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