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CHALLENGER LIMITED — Major Shareholding Notification 2017
Mar 9, 2017
64641_rns_2017-03-09_9e6d65aa-c3d7-4b3f-971a-aa35d6808c46.pdf
Major Shareholding Notification
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Form 605
Corporations Law Section 671B
Notice of ceasing to be a substantial holder
| To: Company Name/Scheme | CHALLENGER LIMITED | ||
|---|---|---|---|
| ACN/ARSN | 106 842 371 | ||
| 1. Details of substantial holder (1) | |||
| Name | UBS Group AG and its related bodies corporate | ||
| ACN/ARSN (if applicable): | |||
| The holder ceased to be a substantial shareholder on | 6 March 2017 | ||
| The previous notice was given to the company on | 8 March 2017 | ||
| The previous notice was dated | 3 March 2017 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of Change $\left( 4\right)$ |
Consideration aiven in relation to change (5) |
Class (6) and Number of securities affected |
Person's votes affected |
|
|---|---|---|---|---|---|---|
| Please see Appendix A. |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | _________ | |||
|---|---|---|---|---|
| ---- | ---- | |||
| _____ | Nature of association | |||
| N/A | ______ N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Details of all UBS offices can be found through the following link: http://apps2.ubs.com/locationfinder/ |
SIGNATURE
| Print Name: | Kyu-Ri Kim | Capacity: | Authorised signatory |
|---|---|---|---|
| Sign Here: | Date: | 9 March 2017 | |
| Print Name: | Serene Peh | Capacity: | Authorised signatory |
| Sign Here: | Date: | 9 March 2017 | |
Contact details for this notice:
Ξ.
___...................................
Serene Peh Group Risk Control
(T) +65 6495 5283 ----------------------------------
| CGF - Appendix A | |||||
|---|---|---|---|---|---|
| Date of change | Person whose relevant interest changed |
Nature of Change | Consideration given in relation to change |
Number of securities | Class |
| 06-Mar-17 | UBS Securities Australia Ltd | Buy | 12 | 1. | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Buy | 82 | 7 | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Buy | 129 | 11 | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Buy | 612 | 52 | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Buy | 259 | 22 | Ordinary |
| 06-Mar-17 | JBS Securities Australia Ltd | Buy | 365 | 31 | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 354 | (30) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 484 | (41) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 71 | (6) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 105 | (9) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 449 | (38) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 236 | (20) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Seli | 35 | (3) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 354 | (30) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | l8uy | 35 | э | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 129 | (11) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 611 | (52) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 59 | (5) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 94 | (8) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 1,331 | (113) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 2,415 | (205) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 2,627 | (223) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 4,052 | (344) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 1,025 | (87) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 16,527 | (1, 403) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Buy | 13,547 | 1,149 | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Buy | 15,751 | 1,336 | Ordinary |
| 06-Mar-17 | U85 Securities Australia Ltd | Buy | 45,215 | 3,835 | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 30,273 | (2,570) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Buy | 2,972 | 251 | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Buy | 20,226 | 1,717 | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Buy | 35,075 | 2,977 | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 63,456 | (5,384) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 197,453 | (16,773) | Ordinary |
| 06 Mar-17 | UBS Securities Australia Ltd | Buy | 684,519 | 58,115 | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 166,237 | (14,093) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Buy | 850,411 | 72,204 | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 202,801 | (17, 202) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Seli | 594,952 | (50, 495) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 413 | (35) | Ordinary |
| 06-Mar-17 | JBS Securities Australia Ltd | Sell | 137,217 | (11,652) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 189,665 | (16, 110) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Buy | 370, 512 | 31,435 | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Sell | 380,927 | (32, 345) | Ordinary |
| 06-Mar-17 | UBS Securities Australia Ltd | Option Exercise | 221,542 | 24,000 | Ordinary |
| 06-Mar-17 | UBS AG London Branch | Stock returned | N/A | (1,600,000) | Ordinary |
| 06-Mar-17 | UBS AG Australia Branch | Stock returned | N/A | (64,968) | Ordinary |
| 06-Mar-17 | UBS AG Australia Branch | Stock returned | NA | (103,062) | Ordinary |
$\mathcal{L}(\mathcal{A})$ and $\mathcal{L}(\mathcal{A})$ .
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