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Perpetual Limited — Director's Dealing 2013
Sep 18, 2013
10538_rns_2013-09-18_3b9b795a-465a-4aaf-ba99-8d5a0872da18.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001. Amended 01/01/11
Name of entity Perpetual Limited ABN 86 000 431 827
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | P Craig Ueland |
|---|---|
| Date of last notice | 22 May 2013 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Ueland Pty Ltd ATF Ueland Superannuation Fund |
| Date of change | 13 September 2013 |
| No. of securities held prior to change | Direct 1,000 Perpetual Limited shares held in the name of P Craig Ueland and Mrs Nicole Ueland 1,444,043.3213 units in Perpetual’s Wholesale Smaller Companies Fund held in the name of P Craig Ueland and Mrs Nicole Ueland. |
| Class | Units |
- See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
| Number acquired | 38,550.501 units in Perpetual Wholesale SHARE-PLUS Long-Short Fund held in the name of P Craig Ueland 1,888,873.778 units in Perpetual Pure Microcap Fund Class A in the name of P Craig Ueland 722,697.918 units in Perpetual Pure Equity Alpha Fund – Class A in the name of Ueland Pty Ltd ATF Ueland Superannuation Fund |
|---|---|
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
38,550.501 units in Perpetual Wholesale SHARE-PLUS Long-Short Fund @ $2.594 per unit 1,888,873.778 units in Perpetual Pure Microcap Fund Class A @ $1.059 per unit 722,697.918 units in Perpetual Pure Equity Alpha Fund – Class A @ $1.038 per unit |
| No. of securities held after change | Direct 1,000 Perpetual Limited shares held in the name of P Craig Ueland and Mrs Nicole Ueland 1,444,043.3213 units in Perpetual’s Wholesale Smaller Companies Fund held in the name of P Craig Ueland and Mrs Nicole Ueland. 38,550.501 units in Perpetual Wholesale SHARE-PLUS Long-Short Fund held in the name of P Craig Ueland 1,888,873.778 units in Perpetual Pure Microcap Fund Class A in the name of P Craig Ueland Indirect 722,697.918 units in Perpetual Pure Equity Alpha Fund – Class A in the name of Ueland Pty Ltd ATF Ueland Superannuation Fund |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Purchase of units Perpetual Managed Investment Schemes |
- See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
| Detail of contract | Not Applicable |
|---|---|
| Nature of interest | |
| Name of registered holder (if issued securities) |
|
| Date of change | |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest acquired | |
| Interest disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest after change |
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
Not applicable |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
Not applicable |
| If prior written clearance was provided, on what date was this provided? |
Not applicable |
- See chapter 19 for defined terms.
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