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Perpetual Limited — Director's Dealing 2015
Nov 18, 2015
10538_rns_2015-11-18_5c279a40-1772-4931-9291-d1c03800b27f.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001. Amended 01/01/11
Name of entity Perpetual Limited ABN 86 000 431 827
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Ian Hammond |
|---|---|
| Date of last notice | 24 March 2015 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to therelevant interest. | Ordinary shares held in the name ofHammond and Mrs J Hammond ATFHammond Family Superannuation Fund. IanHammond is a director and trustee of theSuper Fund.Units in the Perpetual Wholesale GearedAustralian Share Fund and the PerpetualWholesale Industrial Share Fund held in thename of Mr I Hammond and Mrs J HammondATF Hammond Family Superannuation Fund.Ian Hammond is a director and trustee of theSuper Fund.UnitsinEleyGriffithsGroupSmallCompanies Fund held by Mr I Hammond andMrs J Hammond ATF Hammond FamilySuperannuation Fund. Ian Hammond is adirector and trustee of the Super Fund. |
| Date of change | 29 October 2015 |
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Direct1,000 ordinary shares held by Ian HammondIndirect2750 Ordinary Shares held in the name of MrIan & Mrs Jane Hammond As Trustee forHammond Family Super Fund133,660.062 units in Perpetual WholesaleGeared Australian Share Fund held in thename of Mr Ian & Mrs Jane Hammond AsTrustee for Hammond Family Super Fund252,942.260 units in Perpetual WholesaleIndustrial Share Fund held in the name of MrIan Hammond & Mrs Jane Hammond AsTrustee For Hammond Family Super Fund |
|---|---|
| Class | Units |
| Number acquired | 152,590.6 Units in Eley Griffiths Group SmallCompanies Fund |
| Number disposed | Nil |
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | 152,590.6 Units @ $1.9787 per unit. |
| No. of securities held after change | Direct1,000 ordinary shares held by Ian HammondIndirect2750 Ordinary Shares held in the name of MrIan & Mrs Jane Hammond As Trustee forHammond Family Super Fund133,660.062 units in Perpetual WholesaleGeared Australian Share Fund held in thename of Mr Ian & Mrs Jane Hammond AsTrustee for Hammond Family Super Fund252,942.260 units in Perpetual WholesaleIndustrial Share Fund held in the name of MrIan Hammond & Mrs Jane Hammond AsTrustee For Hammond Family Super Fund152,590.6 units in Eley Griffiths Group SmallCompanies Fund held by Mr I Hammond andMrs J Hammond ATF Hammond FamilySuperannuation Fund. Ian Hammond is adirector and trustee of the Super Fund. |
01/01/2011
Appendix 3Y Page 2
Appendix 3Y Change of Director’s Interest Notice
Nature of change Example: on-market trade, off-market trade, exercise of options, A Perpetual Group subsidiary company issue of securities under dividend reinvestment plan, became the Responsible Entity of the Eley participation in buy-back Griffiths Group Small Companies Fund on 29 October 2015.
Part 2 – Change of director’s interests in contracts
| Detail of contract | Not Applicable |
|---|---|
| Nature of interest | |
| Name of registered holder(if issued securities) | |
| Date of change | |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | |
| Interest acquired | |
| Interest disposed | |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | |
| Interest after change |
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailedabove traded during a+closed period where prior writtenclearance was required? | Not applicable |
| If so, was prior written clearance provided to allow the tradeto proceed during this period? | Not applicable |
| If prior written clearance was provided, on what date was thisprovided? | Not applicable |
01/01/2011
Appendix 3Y Page 3