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Perpetual Limited — Director's Dealing 2019
Oct 2, 2019
10538_rns_2019-10-02_39cf6738-a705-482f-b277-d04484c6412d.pdf
Director's Dealing
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Perpetual Limited ABN 86 000 431 827
3 October 2019
ASX Market Announcement Office ASX Limited 20 Bridge St SYDNEY NSW 2000
Level 18 Angel Place 123 Pitt Street Sydney GPO Box 4172 Sydney NSW 2001 Australia DX 365 Sydney Telephone 02 9229 9000 Facsimile 02 8256 1461
Dear Sir/Madam
Perpetual Limited (Perpetual) – Appendix 3Y- Change of Director’s Interest Notice – Philip Craig Ueland
Please find attached an Appendix 3Y for Philip Craig Ueland.
The Appendix 3Y relates to the reinvestment of distributions into Perpetual Investments managed investment schemes :
-
Perpetual Global Innovation Share Fund A Class
-
Perpetual Pure Equity Alpha Fund – Class A
A subsidiary company of Perpetual is the responsible entity of the Funds.
It is considered that this notification is voluntary as the notification does not relate to Perpetual Limited securities and therefore not a notifiable interest of a director as defined in the ASX Listing Rules and would not attract the application of ASX Listing Rule 3.19A.2.
Yours sincerely
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Sylvie Dimarco
Deputy Company Secretary
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001. Amended 01/01/11
Name of entity Perpetual Limited ABN 86 000 431 827
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| We (the entity) give ASX the following the director for the purposes of section |
information under listing rule 3.19A.2 and as agent for 205G of the Corporations Act. |
|---|---|
| Name of Director | P Craig Ueland |
| Date of last notice | 16 January 2019 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Ueland Pty Ltd ATF Ueland Superannuation Fund |
| Date of change | Interest disclosed voluntarily 11 July2019 |
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Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Direct 3,000 Perpetual Limited shares held in the name of P Craig Ueland and Mrs Nicole Ueland 197,210.948 units in Perpetual Wholesale SHARE-PLUS Long-Short Fund held in the name of P Craig Ueland and Mrs Nicole Ueland 2,466,798.627 units in Perpetual Pure Credit Alpha Fund Class W held in the name of P Craig Ueland and Mrs Nicole Ueland 1,647,646.415 units in Perpetual Global Innovation Share Fund in the name of P Craig Ueland and Mrs Nicole Ueland Indirect 886,961.621 units in Perpetual Pure Equity Alpha Fund – Class A in the name of Ueland Pty Ltd ATF Ueland Superannuation Fund 1,485,829.051 units in Perpetual Global Innovation Share Fund in the name of Ueland Pty Ltd ATF Ueland Superannuation Fund |
|---|---|
| Class | Units |
| Number acquired | Interest disclosed voluntarily Direct 48,726.716 units in Perpetual Global Innovation Share Fund A Class in the name of P Craig Ueland and Mrs Nicole Ueland Indirect 13,225.414 units in Perpetual Pure Equity Alpha Fund – Class A in the name of Ueland Pty Ltd ATF Ueland Superannuation Fund 43,941.209 units in Perpetual Global Innovation Share Fund A Class in the name of Ueland Pty Ltd ATF Ueland Superannuation Fund |
| Number disposed | Nil |
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Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
48,726.716 units in Perpetual Global Innovation Share Fund A Class @$1.150 per unit 13,225.414 units in Perpetual Pure Equity Alpha Fund – Class A @$1.071 per unit 43,941.209 units in Perpetual Global Innovation Share Fund A Class @$1.150 per unit |
|---|---|
| No. of securities held after change | Direct 3,000 Perpetual Limited shares held in the name of P Craig Ueland and Mrs Nicole Ueland 197,210.948 units in Perpetual Wholesale SHARE-PLUS Long-Short Fund held in the name of P Craig Ueland and Mrs Nicole Ueland 2,466,798.627 units in Perpetual Pure Credit Alpha Fund Class W held in the name of P Craig Ueland and Mrs Nicole Ueland 1,696,373.132 units in Perpetual Global Innovation Share Fund in the name of P Craig Ueland and Mrs Nicole Ueland Indirect 900,187.035 units in Perpetual Pure Equity Alpha Fund – Class A in the name of Ueland Pty Ltd ATF Ueland Superannuation Fund 1,529,770.260 units in Perpetual Global Innovation Share Fund in the name of Ueland Pty Ltd ATF Ueland Superannuation Fund |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Reinvestment of distributions into Perpetual Investments managed investment schemes. |
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Appendix 3Y Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
| Detail of contract | Not Applicable |
|---|---|
| Nature of interest | |
| Name of registered holder (if issued securities) |
|
| Date of change | |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest acquired | |
| Interest disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest after change |
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
Not applicable |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
Not applicable |
| If prior written clearance was provided, on what date was this provided? |
Not applicable |
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