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Perpetual Limited — Director's Dealing 2020
Sep 9, 2020
10538_rns_2020-09-09_b96cfeb1-1bb3-49a3-9f54-b10b9e3a3cdc.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Perpetual Limited |
|---|---|
| ABN |
86 000 431 827 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Ian Hammond |
|---|---|
| Date of last notice | 30 March 2020 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect / Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Mr Ian Hammond & Mrs Jane Hammond ATF Hammond Family Superannuation Fund. Ian Hammond is a director and trustee of the Superannuation Fund. |
| Date of change | 4 September 2020 |
| No. of securities held prior to change | Direct 1,202 ordinary shares held by Mr Ian Hammond Indirect 6,211 ordinary Shares held in the name of Mr Ian Hammond & Mrs Jane Hammond ATF Trustee for Hammond Family Superannuation Fund Interests disclosed voluntarily: 133,660.062 units in Perpetual Wholesale Geared Australian Share Fund held in the name of Mr Ian Hammond & Mrs Jane |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Hammond ATF Trustee for Hammond Family Superannuation Fund 252,942.260 units in Perpetual Wholesale Industrial Share Fund held in the name of Mr Ian Hammond & Mrs Jane Hammond ATF for Hammond Family Superannuation Fund 152,590.6 units in Eley Griffiths Group Small Companies Fund held by Mr I Hammond & Mrs J Hammond ATF Hammond Family Superannuation Fund. Ian Hammond is a director and trustee of the Superannuation Fund. |
|
|---|---|
| Class | Ordinary Shares |
| Number acquired | Direct 856 Indirect 991 |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Direct 856 shares at $30.30 per share Indirect 991 shares at $30.30 per share |
| No. of securities held after change | Direct 2,058 ordinary shares held by Mr Ian Hammond Indirect 7,202 ordinary Shares held in the name of Mr Ian Hammond & Mrs Jane Hammond ATF Trustee for Hammond Family Superannuation Fund Interests disclosed voluntarily: 133,660.062 units in Perpetual Wholesale Geared Australian Share Fund held in the name of Mr Ian Hammond & Mrs Jane Hammond ATF Trustee for Hammond Family Superannuation Fund 252,942.260 units in Perpetual Wholesale Industrial Share Fund held in the name of Mr Ian Hammond & Mrs Jane Hammond ATF for Hammond Family Superannuation Fund |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| 152,590.6 units in Eley Griffiths Group Small Companies Fund held by Mr I Hammond & Mrs J Hammond ATF Hammond Family Superannuation Fund. Ian Hammond is a director and trustee of the Superannuation Fund. |
|
|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back |
Participation in Share Purchase Plan, as announced to ASX on Monday, 27 July 2020 |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | Not applicable |
|---|---|
| Nature of interest | |
| Name of registered holder (if issued securities) |
|
| Date of change | |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest acquired | |
| Interest disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest after change |
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
Not applicable |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
Not applicable |
| If prior written clearance was provided, on what date was this provided? |
Not applicable |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3