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Perpetual Limited — Major Shareholding Notification 2012
Dec 11, 2012
10538_rns_2012-12-11_11910fa8-4329-4728-b642-655a2e8ef6b8.pdf
Major Shareholding Notification
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Financial Services Authority
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Henderson Group plc
11 December 2012
Attached is a notification which was required to be announced under London Stock Exchange Listing Rules.
TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer Henderson Group plc of existing shares to which voting rights are attached:
2. Reason for the notification (please tick the appropriate box or boxes)
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An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the Perpetual Limited and
notification obligation: subsidiaries
4. Full name of shareholder(s) (if different from 3.):
5. Date of the transaction (and date on which the 07 December 2012
threshold is crossed or reached if different):
6. Date on which issuer notified: 11 December 2012
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7. Threshold(s) that is/are crossed or reached:
From 11.87% to 10.76%
8. Notified details:
A: Voting rights attached to shares
| A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares |
|---|---|---|---|---|---|---|---|
| Class/typ e of shares if possible using the ISIN CODE |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction | |||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | |||
| Direct | Direct | Indirect | Direct | Indirect | |||
| Ordinary Shares |
132,174,113 | 132,174,113 | 119,924,360 | 119,924,360 | 10.76% |
B: Financial Instruments
Resulting situation after the triggering transaction
| B: Financial Instruments | B: Financial Instruments | B: Financial Instruments | B: Financial Instruments | B: Financial Instruments |
|---|---|---|---|---|
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
Total (A+B)
| Total (A+B) | Total (A+B) |
|---|---|
| Number of voting rights | % of voting rights |
| 119,924,360 | 10.76% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
- Perpetual Investments: Voting Rights: 119,924,360; Percentage Held: 10.76%
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
Angel Place, 123 Pitt Street 13. Additional information: GPO BOX 4171 Sydney NSW 2001 AUSTRALIA
14. Contact name: Glenda Charles – Deputy Company Secretary 15. Contact telephone number: (61) 2 9229 9134