AI assistant
SANTOS LIMITED — Major Shareholding Notification 2005
Nov 20, 2005
65872_rns_2005-11-20_d3d8e5a9-7f5c-47f2-a558-120e9fe5d702.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 604
Corporations Act 2001 Section 671B Notice of change of interests of substantial holder
| To Company Name/Scheme | Santos Ltd | |
|---|---|---|
| ACN/ARSN | ||
| 1.Details of substantial holder (1) | ||
| Name | Wellington Management Company, LLP ("Wellington Management") | |
| ACN (if applicable) | N/A | |
| There was a change in the interest of the $17/11/2005$substantial holder on | ||
| The previous notice was give to the 15/09/2005company on | ||
| The previous notice was dated | 15/09/2005 |
$2,$ Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:
| Class of securities $(4)$ Previous notice | Present notice | |||
|---|---|---|---|---|
| Person's votes | Voting power $(5)$ | Person's votes | Voting Power (5) | |
| Ordinary Shares | 48,577,765 | 8.21 | 42.458.713 | 7.15 |
REA
$\ddot{\phantom{a}}$
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holding notice to the company or scheme are as follows:
| Date ofchange | Person whoserelevant interestchanged | Nature ofchange $(6)$ | Considerationgive in relation tochange $(7)$ | Class and numberof securitiesaffected | Person's votesaffected |
|---|---|---|---|---|---|
| See Exhibit BWellingtonManagement | Sale | See Exhibit B | Ordinary SharesSee Exhibit B | See Exhibit B |
$\overline{4}$ Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows
| Holder of relevantinterest | Registeredholder ofsecurities | Person entitled tobe registered asholder(8) | Nature of relevantinterest $(6)$ | Class and numberof securities | Person's votes |
|---|---|---|---|---|---|
| WellingtonManagement | Unknown | Unknown | investment/votingauthority (see exampleagreement attached asExhibit A) in respect ofthe ordinary shares issuedand allotted pursuant tothe Scheme ofArrangement approved bythe Supreme Court ofSouth Australia on 21June 2002 | OrdinaryShares-42,458,713 | 7.15 |
$5.$ Changes in association
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:
| Name and ACN/ARSN (ifapplicable) | --------------------WITH THE R. P. LEWIS CO., LANSING, MICH. 49-14039-1-120-2Nature of association |
|---|---|
| Not Applicable | .,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,--------------------- |
6, Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Wellington Management Company,LLF | 75 State Street, Botston, MA 02109, USA |
| Signature |
|---|
print name
Julie A. Jenkins
capacity Vice President andCounsel
P
$\frac{1}{\sqrt{2}}$ $\frac{1}{2}$ $\frac{1}{2}$ $\frac{1}{2}$ ÷,
t
t ÷,
sign here
Sakins
date 18/11/2005
EXHIBIT A
Wellington Management Company, LLP ("Wellington Management")Investment Management Agreement
$\ddot{\phantom{a}}$ ŧ
$\frac{1}{2}$ ÷,
| Appointment of WellingtonManagement as Manager/Acceptance of Appointment | The Clients hereby appoint Wellington Managment as investment manager tomanage, supervise and direct the Clients' investment account or accounts(collectively, the "Account") under the terms and conditions set forth in theAgreement. By execution of the Agreement, Wellington Management acceptsappointment as investment manager and agrees to manage, supervise and directthe investments of the Account pursuant to the provisions of the Agreement. |
|---|---|
| Discretionary Authority -Investments | Wellington Management shall have full and complete discretion to manage,supervise and direct the investment and reinvestment of assets in the Accountand any additions thereto, subject to the investment objectives and guidelinesattached to the Agreement. Wellington Managment shall have full power andauthority to act on behalf of the Account with respect to the purchase, sale,exchange, conversion or other transactions in any and all stocks, bonds, cashheld for investment, and other assets, including shares of a registered investmentcompany for which Wellington Management may act as investment adviser and,upon proper authorization by the Clients, interests in a collective trustmaintained by a bank or trust company, including one maintained by an affiliateof Wellington Management. No cash or securities due to or held for the Accountshall be paid or delivered to Wellington Management, except in payment of the |
| management fee payable to Wellingon Management under the Agreementspursuant to procedures approved by the Clients. |
Exhibit B
| Date | Transaction | Shares | Price | Market Value |
|---|---|---|---|---|
| 09/15/2005 Purchase | 2,013 | 11.25 | 22,654 | |
| 09/19/2005 Sale | $-9,225$ | 11.21 | $-103,376$ | |
| 09/20/2005 Sale | $-7,256$ | 11.42 | $-82,835$ | |
| 09/22/2005 Purchase | 45,379 | 11.46 | 520,371 | |
| 09/26/2005 Sale | $-918$ | 11.41 | $-10,474$ | |
| 09/28/2005 Sale | $-21,362$ | 11.73 | $-250,427$ | |
| 10/03/2005 Purchase | 48,438 | 12.55 | 607,951 | |
| 10/04/2005 Purchase | 3,000 | 12.71 | 38,143 | |
| 10/14/2005 Purchase | 2,789 | 11,88 | 33,145 | |
| 10/17/2005 Purchase | 30,466 | 11.70 | 356,690 | |
| 10/19/2005 Purchase | 1,007 | 11.51 | 11,595 | |
| 10/25/2005 Purchase | 3,032 | 11.10 | 33,667 | |
| 10/26/2005 Purchase | 682 | 11.20 | 7,641 | |
| 10/28/2005 Sale | $-6,206$ | 11.02 | $-67,393$ | |
| 11/01/2005 Purchase | 396 | 10.94 | 4,332 | |
| 11/02/2005 Purchase | 5,000 | 11.15 | 55,763 | |
| 11/03/2005 Sale | $-2,041$ | 11.22 | $-22,892$ | |
| 11/04/2005 Sale | $-1,420,212$ | 11.54 | $-16,331,399$ | |
| 11/07/2005 Sale | $-150,000$ | 11.33 | $-1,695,517$ | |
| 11/08/2005 Sale | $-161,803$ | 11.32 | $-1,828,189$ | |
| 11/09/2005 Sale | $-275,750$ | 11.40 | $-3,137,676$ | |
| 11/10/2005 Sale | $-354, 123$ | 11.22 | $-3,967,309$ | |
| 11/11/2005 Sale | $-339,481$ | 11.13 | $-3,770,253$ | |
| 11/14/2005 Sale | $-1,020,144$ | 11.15 | $-11,353,874$ | |
| 11/15/2005 Sale | $-1,122,000$ | 11.28 | -12,623,690 | |
| 11/16/2005 Sale | $-278,152$ | 11.25 | $-3,123,013$ | |
| 11/17/2005 Sale | $-1,092,581$ | 11.40 | $-12,421,266$ |
鹲